Chapter I General Provisions

Article 1 These Rules are formulated in accordance with the Regulations on the Administration of Futures Trading, the Measures for the Administration of Futures Practitioners and the provisions of the State on unified examinations.

Article 2 The qualification examination for futures practitioners (hereinafter referred to as the "qualification examination") is a qualification examination for engaging in futures business organized by the state and organized and implemented by the China Futures Association (hereinafter referred to as the "Association") according to law. ?

Article 3 The qualification examination of the Association shall be guided and supervised by China Securities Regulatory Commission (hereinafter referred to as China Securities Regulatory Commission). ?

Chapter II Application Conditions

Article 4 A person who signs up for the qualification examination shall meet the following conditions:

(1) Deadline for registration 18 years old; ?

(2) Having full capacity for civil conduct; ?

(3) Having a high school education or above; ?

(4) Other conditions stipulated by the China Securities Regulatory Commission. ?

Article 5 Persons under any of the following circumstances are not allowed to sign up for the qualification examination: those who have gone through the registration procedures to take the examination will have invalid registration and examination results:

(a) does not meet the provisions of article fourth;

(2) Having been suspended for cheating or disturbing the order of the examination room in the previous year, and the suspension period has not expired; ?

Chapter III Examination Subjects?

Article 6 The qualification examination subjects are divided into two parts: basic futures knowledge and futures laws and regulations, including: basic futures knowledge, national futures laws and regulations, professional ethics and professional norms of futures practitioners, etc. ?

Article 7 The examination shall be based on a percentage system, with 60 being the passing line. The results of the single subject examination are valid in the current year and two years later. Those who pass all the results will get a certificate of qualification examination results. The qualification certificate is valid for a long time. ?

Chapter IV Examination Organization?

Article 8 The Association shall organize the qualification examination in a unified way and perform the following duties:

(a) to determine the examination subjects and formulate the examination outline; ?

(2) Organizing the compilation, publication and distribution of qualification examination textbooks; ?

(three) determine the examination method, examination time and number of times per year, and issue an examination announcement; ?

(4) Organizing proposition work; ?

(5) Organizing examinations; ?

(six) to accept the qualification examination consultation; ?

(seven) the preparation of the examination budget; ?

(eight) other duties related to the examination. ?

Article 9 The Association organizes and implements examination work, which mainly includes accepting examination registration, setting up examination areas and test sites, arranging examination rooms, invigilating, marking papers and managing examination results. ?

The association may, according to the needs, employ social professional examination institutions or other relevant institutions to assist in undertaking part or all of the examination work, and sign an agreement with them to stipulate the standards and requirements for undertaking the examination work, and clarify the rights and obligations of both parties. ?

Article 10 The examination room rules of the qualification examination shall be implemented in accordance with the relevant provisions of the national unified examination. Candidates take the test in the designated examination room within the specified examination time. ?

Eleventh candidates should take the exam with their identity documents and admission tickets. ?

Article 12 The examination results shall be published by the Association within 20 working days after the end of the examination. Candidates can check the examination results through the website of the Association or other designated ways. ?

Thirteenth candidates who have objections to the examination results shall submit written objections to the Association within 15 days from the date of publication of the results. The association shall handle it within 15 working days from the date of acceptance. ?

Chapter V Examination Discipline

Fourteenth people who sign up for the qualification examination, in violation of the provisions of article fifth of these rules and resort to deceit, shall be ordered to make corrections; If the circumstances are serious, the application for qualification examination will not be accepted within one year; Those who have already taken the exam will have their test scores cancelled and their qualification certificates revoked. ?

Fifteenth candidates do not fill in the name, ID number, admission ticket number or do not answer according to the examination discipline requirements, the examination results of this subject will be treated as zero. ?

Sixteenth candidates who violate the rules of the examination room and disturb the order of the examination room, invigilators have the right to order them to withdraw from the examination room; Depending on the circumstances, the association will give the person a penalty of canceling his examination results, 1 or not taking the qualification examination for futures practitioners again within 2 years; If the circumstances are particularly serious, they shall be sent to the public security organ for handling according to law. ?

Seventeenth candidates have the circumstances stipulated in Article 16 of these rules, invigilators on the spot to record their names, admission ticket number, plot, and timely report to the Association. ?

Article 18 The Association shall inform the candidates of the punishment, circumstances and basis. Candidates who have objections to the punishment may raise objections to the Association within 15 days from the date of punishment. The association shall handle it within 15 working days from the date of acceptance. ?

Nineteenth Association staff and other examiners who neglect their duties or engage in malpractices for selfish ends in the review work shall be dealt with according to the relevant provisions, depending on the seriousness of the case. ?

Twentieth questions, answers and grading standards are state secrets before they are put into use, and no one may disclose or steal them in any way. Leaks in the examination work shall be investigated and dealt with by the association, and those suspected of violating the state secrecy provisions shall be investigated and dealt with by the association in conjunction with the state secrecy department. ?

Chapter VI Supplementary Provisions

Twenty-first qualification examination registration fees shall be collected in accordance with the standards approved by the relevant state departments and used according to the prescribed purposes. The finance of the qualification examination shall be subject to the audit supervision of the relevant state departments. ?

Article 22 The Association shall set up other examination subjects according to the needs of the development of the futures market, and candidates shall choose to participate on the basis of passing the subjects specified in these Rules. Those who pass the examination will obtain other professional qualifications. Specific rules shall be stipulated separately by the Association. ?

Article 23 These Rules are approved by China Securities Regulatory Commission and shall come into force as of the date of promulgation. ?