1, People's Republic of China (PRC) and People's Republic of China (PRC).

2. The registered capital of the company is more than 1 10,000.

3. No foreign shareholders' rights and interests.

4. There are more than five employees who have obtained the qualification certificate of securities investment consulting or a letter issued by the China Securities Industry Association that meets the application conditions for the certificate of securities investment consulting. At least 1 of its senior management personnel have obtained the qualification certificate of securities practitioners or met the application conditions of securities investment consulting practice certificate.

5. Having a fixed business place and communication and other information transmission facilities suitable for the business.

6. There are articles of association.

7. Have a sound internal management system.

8. Other conditions required by China Securities Regulatory Commission.

Second, what materials are needed to set up an investment consulting company?

1. The original and photocopy of the identity cards of shareholders and legal persons, and two copies of the actual business address, contact information and photos;

2. The name (preferably more than 5) and business scope of the company to be established;

3. Registered capital and proportion of investors;

4. A copy of the lease agreement and real estate license of the place of registration (which can be provided by the economic zone if the place of registration is in the economic zone);

5. A copy of the employment certificate and ID card of the financial personnel, with 2 photos attached;

6. Other required registration materials;

Legal basis: Article 6 of the Interim Measures for the Administration of Securities and Futures Investment Consulting An institution applying for the qualification of securities and futures investment consulting shall meet the following conditions:

(a) institutions engaged in securities or futures investment consulting business, there are more than five full-time personnel who have obtained securities and futures investment consulting qualifications; At the same time, the institutions engaged in securities and futures investment consulting business have more than ten full-time personnel who have obtained securities and futures investment consulting qualifications; At least one of the senior managers has obtained the qualification of securities and futures investment consulting;

(2) The registered capital is more than RMB1000000;

(3) Having a fixed business place and communication and other information transmission facilities suitable for the business;

(4) Having articles of association;

(5) Having a sound internal management system;

(6) Having other conditions required by the China Securities Regulatory Commission.