I. Registration conditions
From the registration conditions, the two exams are the same, and the entry threshold is low. You only need a high school education or above to apply.
The specific registration conditions are as follows:
Fund qualification examination:
(1) Having full capacity for civil conduct;
(2) At least 18 years old as of the date of registration;
(3) Having a high school education or above;
(4) Other conditions stipulated by the China Securities Regulatory Commission.
Securities qualification examination:
(1) Having full capacity for civil conduct;
(2) At least 18 years old as of the date of registration;
(3) Having a high school education or above;
(4) Other conditions stipulated by the China Securities Regulatory Commission.
Second, the examination subjects
Fund qualification examination: three subjects
Fund laws and regulations (compulsory), basic knowledge of securities investment funds (optional), basic knowledge of private equity investment funds (optional)
Securities qualification examination: two subjects
Basic knowledge of financial market and basic laws and regulations of securities market
Third, the examination materials
Fund qualification examination:
"Securities Investment Fund" subject 1, subject 2 examination materials, divided into two volumes, published by Higher Education Press; Subject III textbook "Essentials of Basic Knowledge and Regulations of Equity Investment Funds", China Financial Publishing House.
Securities qualification examination:
There is no official textbook, and students can refer to the examination syllabus for review.
Fourth, employment prospects.
Fund employment examination
With the increasing demand of the industry and the laws issued by the state, fund business has become a necessary "passport" for everyone to enter the industry. Securities companies, futures companies, insurance institutions, securities investment consulting institutions, independent fund sales institutions and other institutions recognized by the China Securities Regulatory Commission need to obtain fund business qualification certificates.
Securities practice examination
Securities qualification certificate is also a stepping stone to enter the securities industry. If you want to engage in securities-related work, the securities qualification certificate is a necessary certificate. Moreover, after obtaining the securities business license, it also brings some professional competitiveness, and the future career development prospects are relatively broad.