1, brokerage business. Acting for you to buy and sell some securities means that we open an account in a securities company, and he enters the exchange to buy and sell according to our instructions, and his income comes from commission;
2. Self-operated business. Self-operated businesses make money by buying and selling securities by taking advantage of their own capital scale and low cost;
3. Asset management business. There are many benefits, the customer gives him money, he helps you manage your money, and earns financial service fees from it, and the customers who lose money bear their own risks;
4. Margin trading. Lend money to customers to buy securities or sell securities to customers, and charge them service fees;
5.IB business. Many securities companies control their own futures companies, or securities companies and futures companies are controlled by the same institution, and securities companies help futures companies attract customers and collect service fees;
6. Issuance and underwriting business. The shares of a joint-stock company must be recommended for listing by a securities company.
Legal basis:
Article 120 of the Securities Law of People's Republic of China (PRC)
With the approval of the State Council Securities Regulatory Authority, a securities company may engage in some or all of the following securities businesses:
(1) Securities brokers.
(2) Securities investment consultation;
(3) Financial advisers related to securities trading and securities investment activities;
(4) Securities underwriting and sponsorship.
(5) Margin trading.
(6) Market transactions of securities.
(7) Securities are self-operated.
(8) Other securities businesses.
The State Council securities regulatory authority shall, within three months from the date of accepting the application for the matters specified in the preceding paragraph, conduct an examination in accordance with legal conditions and procedures, make a decision on approval or disapproval, and notify the applicant; If it is not approved, it shall explain the reasons.
Securities companies engaged in securities asset management business shall abide by the provisions of People's Republic of China (PRC) Securities Investment Fund Law and other laws and administrative regulations.
Except for securities companies, no unit or individual may engage in securities underwriting, securities sponsorship, securities brokerage and securities margin trading.
Securities companies engaged in securities margin financing and securities lending business shall take measures to strictly prevent and control risks, and shall not lend funds or securities to customers in violation of regulations.