On June 20th, 2006, 10, the company innovated the scheme of independent deposit and management of clients' funds of pilot securities companies, and its realization passed the review and acceptance organized by Yunnan Securities Regulatory Bureau and the Institutional Department of China Securities Regulatory Commission.
On June 5438+February 65438+February 9, 2006, the company passed the evaluation of innovative pilot securities companies organized by China Securities Association.
On May 1 1 day, 2007, the China Securities Association issued the evaluation announcement 15, and the company became the first innovative pilot securities company in Southwest China.
On June 5438+February 2, 2007, with the approval of China Securities Regulatory Commission, the number of shareholders of the company was changed from 13 to 8.
In July, 2008, 15, the company was comprehensively evaluated as Class A brokerage by China Securities Regulatory Commission and Yunnan Securities Regulatory Bureau.
On February 9, 2008, with the approval of China Securities Regulatory Commission, Hongta Futures Co., Ltd. became a wholly-owned subsidiary of Hongta Securities.
As of June 65438+February 3, 20081day, the company had total assets of 5.526 billion yuan, net assets of 2.994 billion yuan and net capital of 2.547 billion yuan. Since its establishment, the company has been guided by the eight-character policy of "legal system, supervision, self-discipline and standardization", always adhered to the concept of "honesty, stability, professionalism, innovation and enjoyment", persisted in taking customer demand as the guide, taking technology platform as the means, taking research and development as the basis, taking risk control as the guarantee, improved and perfected the management mode and business process, and constantly explored and innovated on the basis of steady operation. At present, it has gradually developed into a characteristic securities operating institution with perfect system, strict risk management, healthy financial indicators and good asset quality, and it is also one of the few securities firms in the industry that have made profits for nine consecutive years.