Candidates applying for the Hong Kong Qualification Examination must be China citizens and have valid mainland securities, futures or fund qualifications. The two are not difficult to test, mainly because there are too many test sites and they are chaotic. Both of them have teaching materials, which require flexible memory and a small amount of practice, with emphasis on the memory of various time points and data. "Securities Trading" is relatively easy in four specialized courses.

Reciting difficulties before the exam. The simplest and rudest way is to recite the speech. Take out at least two hours a day to recite the lecture notes on the knowledge points that are often tested. Don't recite it all. Find keywords and data to remember, and reduce the amount of memory. People follow the forgetting curve, so it is necessary to review the knowledge points every three to five.

Mainland securities and futures fund professionals must abide by the Guidelines on Suitable Persons and Competencies when applying for licences in Hong Kong. Although mainland securities and futures fund professionals have met the requirements of the Hong Kong Securities Regulatory Commission's "recognized industry qualification", according to the competency guidelines, mainland professionals must pass the relevant laws and regulations examination in Hong Kong before they can meet the requirements of their "local regulatory framework examination".