Question 1: How to open an account on the New Third Board? Hello, the account used by the New Third Board is still an ordinary securities account. It just has added permissions on the original basis. It is not an independent securities account. Just like opening a GEM, individual investors can only buy third-board stocks starting with 400.
To activate permissions, you only need to bring your shareholder account card and ID card to the brokerage counter to apply. However, the New OTC Market is an innovative business, and only some securities firms are eligible. Guosen Securities is a qualified securities firm.
Question 2: How to open the New OTC Market? 1. Conditions for opening an account on the New OTC Market:
1. Institutional investors
(1) Registered capital of 5 million yuan The above legal entities;
(2) Partnerships with a total paid-in capital contribution of more than 5 million yuan.
2. Natural person investors
(1) The market value of securities assets at the end of the previous trading day in the investor’s name is more than RMB 5 million. Securities assets include customer transaction settlement funds, stocks, funds, bonds, brokerage *** financial products, etc., excluding credit securities account assets.
(2) Have more than two years of securities investment experience, or have relevant professional background or training experience in accounting, finance, investment, finance, etc.
The starting point for calculating investment experience is the date when the first stock transaction occurs in the investor’s own account on the National Equities Exchange and Quotations, Shanghai Stock Exchange or Shenzhen Stock Exchange.
2. Customer account opening process on the New OTC Market:
1. To open an account on the New OTC Market, customers must hold a valid identity document and a Shenzhen shareholder account. Those who do not have a Shenzhen shareholder account must first open one. Go through the procedures for opening an account on the New OTC Market;
2. Investors must sign in writing the "Agency Agreement for the Purchase and Sale of Listed Company Stocks" and the "Special Risk Disclosure Statement for Public Transfer of Listed Company Stocks".
Question 3: What are the requirements for opening an account on the New Third Board? The account used on the New Third Board is still an ordinary securities account. It just has added permissions on the original basis. It is not an independent securities account. Just like opening a GEM, individual investors can only buy third-board stocks starting with 400. To activate permissions, you only need to bring your shareholder account card and ID card to the brokerage counter to apply. However, the New OTC Market is an innovative business, and only some securities firms are eligible.
Question 4: How to activate the New Third Board permissions 5 points Well, the starting requirements for the New Third Board are very high. Whether it is an individual user or an institutional user, a starting capital of 5 million is required.
There are companies offering such advance services, but some of them may be scammers. Last time a friend of mine opened an account and was defrauded of tens of thousands, so be careful.
If you still don’t understand something, you can send me a private message or ask, and I can explain it to you.
Question 5: How to open a NEEQ account. The following conditions must be met:
a. The market value of securities assets at the end of the previous trading day in the investor's name is more than 5 million yuan. Securities assets include customer transaction settlement funds, stocks, funds, bonds, brokerage financial products listed on the Shanghai and Shenzhen Stock Exchanges and the National Equities Exchange and Quotations, etc., except for credit securities account assets.
b. Have more than two years of securities investment experience, or have relevant professional background or training experience in accounting, finance, investment, finance, etc. If an institutional investor wants to participate in the transfer of a listed company, it must be a legal entity with a registered capital of more than 5 million yuan; or a partnership with a total paid-in capital of more than 5 million yuan.
You can directly go to the securities firm where the account is located to open an account. Because 5 million funds is relatively high for retail investors, a new industry has been extended to open an account with advance funds. Find someone in Shanghai to help you advance funds to open an account. The handling fee is about It ranges from 12,000 to 15,000.
Question 6: How does the New Third Board operate? Do you want to ask about listing, or do you want to buy or sell company stocks on the New Third Board? If it is a listing, just find a brokerage agency and find out. If it is buying and selling, individuals have an investment threshold of 5 million yuan, and the quality of the companies on the New OTC Market is relatively poor. Only about 700 or 800 companies out of 3,700 occasionally do business, with a daily transaction volume of 300 million to 400 million yuan, which is not as good as a company on the Small and Medium-sized Enterprise Board GEM. , if you want to invest, don’t go to Xinsan. Of course, if you have a unique vision and can afford to spend many years of mental preparation, you can also play.
Question 7: How much capital is required to open the New OTC Market? Hello, in response to your question, Guotai Junan Shanghai Branch will give the following answer
Opening the New OTC Market requires a capital of 5 million and two years of securities trading experience
If you still have questions, welcome Please ask questions to the official website of Guotai Junan Securities Shanghai Branch or the enterprise information platform.
Question 8: How to open an account on the New Third Board? What are the conditions for opening an account on the New Third Board? To open an account on the New Third Board, investors need to meet two requirements:
The first is the investment experience requirement. Regarding the investment experience of NEEQ investors, the current account opening requirement requires investors to have more than two years of investment experience, that is, experience in securities trading.
The so-called securities transactions include not only transactions on the Shanghai Stock Exchange and Shenzhen Stock Exchange, but also share transfer transactions of small and medium-sized enterprises. Counting from the time of the first transaction, if the requirements of two years and more are met, then You can obtain the conditions for opening an account.
If the investor does not have investment experience, then there is another way to open an account, that is, the investor who opens the account needs to have relevant financial background, including financial, accounting and other financial professional backgrounds. .
The main reason why such investment experience or investment background is required is because the establishment of the New Third Board market, like the original GEM market, has higher risks, so only those with certain Only those with investment experience or considerable investment ability can open an account on the New OTC Market.
In addition to the experience and background requirements mentioned above, there are also requirements for investors’ investment market value.
The market value requirement here does not refer to the highest market value in the securities account, but refers to the settlement market value of the securities account on the trading day before the account is opened. Only this settlement market value reaches the bottom line of five million yuan. Only if you meet the requirements can you enter the New OTC Market for trading.
The capital requirements represent the market’s requirements for investors, and only when this investment threshold is met can investment transactions be made in the New Third Board market.
In addition, the so-called market value of securities accounts includes not only the market value of stocks, but also funds in the account that are not involved in transactions, as well as related securities financial products such as funds and bonds.
As long as the two conditions mentioned above are met, investors can go to the corresponding securities firm to open an account. Since the current New OTC Market business is a new business, some securities firms are not yet qualified to open it. It is recommended to check whether the securities firm has the corresponding account opening rights before handling it.
Question 9: What procedures are required to open an account on the New OTC Market in 2015? There are two main requirements:
1. You must have 2 years of investment experience
2 , you need to have 5 million funds, capital verification and account opening
If not, there is still the first method, which is not convenient to talk about here.
Question 10: What is the New Third Board and how does it operate? It is very simple for individual investors to invest in the New Third Board. Investors who have already opened an A-share stock account only need to go to the sales department to apply for opening the National Small and Medium Enterprises Share Transfer System. The authority to buy and sell stocks of listed companies is enough. The specific details are as follows: You can go to the New Third Board Capital Circle to trade New Third Board stocks:
Individual investors participate in the New Third Board:
1) Direct participation method
Required The following conditions:
a. The market value of securities assets at the end of the previous trading day in the investor’s name is more than 5 million yuan. Securities assets include customer transaction settlement funds, stocks, funds, bonds, brokerage financial products listed on the Shanghai and Shenzhen Stock Exchanges and the National Equities Exchange and Quotations, etc., excluding credit securities account assets.
b. Have more than two years of securities investment experience, or have relevant professional background or training experience in accounting, finance, investment, finance, etc. If an institutional investor wants to participate in the transfer of a listed company, it must be a legal entity with a registered capital of more than 5 million yuan; or a partnership with a total paid-in capital of more than 5 million yuan.
2) Indirect participation method
Securities firms’ self-operated funds, asset management products and public fund products can invest in the New Third Board. Investors can invest in the New Third Board on a curve with the help of financial products issued by financial institutions.
Direct investment participation process
1) Account opening: It is necessary to open a non-listed joint-stock company share transfer account. All business outlets under the sponsoring securities firm can handle account opening matters.
2) Entrustment: The entrustment of stock quotation transfer is divided into two types: quotation entrustment and transaction confirmation entrustment. The number of shares for each order should be no less than 30,000 shares, but if the balance of a certain share in the account is less than 30,000 shares, it can be sold at a one-time quotation.
3) Transaction: Implement the transaction confirmation entrustment matching principle, that is, the quotation system only completely matches the transaction agreement number, stock code, buying and selling price, and number of shares. The buying and selling direction is opposite, and the counterparty’s quotation brokerage The transaction confirmation orders whose seat numbers correspond to each other are matched and executed.
4) Delivery: Share transfer and capital settlement are handled on a transaction-by-transaction basis, with shares and funds arriving on T+1.