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CSRC administrative penalty categories

Legal analysis: 1. Order to stop issuing securities. 2. Order to suspend business for rectification. 3. Suspend or revoke securities and futures business licenses. 4. Cancellation of job qualifications or securities practice qualifications. 5. Imposing fines or confiscation on individuals for violations of the law. 6. Impose fines or confiscate illegal gains on legal persons or other organizations.

Legal basis: Article 9 of the "Administrative Punishment Law of the People's Republic of China" Types of administrative penalties: (1) Warning, notification of criticism; (2) Fines, confiscation of illegal gains, confiscation of illegal property ; (3) Suspension of licenses, reduction of qualification levels, and revocation of licenses; (4) Restriction of production and business activities, orders to suspend production and operations, orders to close, and restrictions on employment; (5) Administrative detention; (6) Provisions of laws and administrative regulations other administrative penalties.