To engage in fund business in a securities company, it is necessary to cancel the securities account. Whether you are a fund practitioner or a securities practitioner, it means that you are engaged in the securities industry (funds belong to a sub-industry of securities) and belong to securities practitioners. Under the constraints of the securities law, you need to cancel your securities account according to the regulations that employees are not allowed to buy or sell stocks.

Securities company (securities

Company) is a legal person enterprise specializing in securities trading. Divided into securities management companies and securities registration companies. In a narrow sense, a securities company refers to a securities business company, which is an institution that specializes in securities business after being approved by the competent authority and obtaining a business license from the relevant administrative department for industry and commerce. Having the membership of a stock exchange, you can underwrite the issuance, self-management or agent trading of securities. Ordinary investors must invest in securities through securities companies.