1. The average daily financial assets in the applicant's name in the first 20 trading days are not less than 5 million yuan, or the average annual personal income in the last three years is not less than 500,000 yuan.
2. Have more than 2 years investment experience in securities, funds, futures, gold and foreign exchange, or have more than 2 years experience in financial product design, investment, risk management and related work.
3 or "financial institutions established with the approval of relevant financial regulatory authorities, including securities companies, futures companies, fund management companies and their subsidiaries, commercial banks, insurance companies, trust companies, finance companies, etc." ; Private fund managers registered or registered by subsidiaries of securities companies, futures companies and trade associations. "Qualified investors' senior managers, certified public accountants and lawyers engaged in financial-related businesses who have obtained professional qualification certification.
I. The operating procedures for QFII to open an account are as follows:
1 that day. T, the customer's bond account opening application was accepted, the business personnel verified the customer's identity document, and asked the customer to sign the risk disclosure of qualified investors in the bond market in writing.
2. On T day, the business personnel select the transaction category (Shanghai, Shenzhen) in the account system through the menu of Securities-Investor Suitability Management-Bond Suitability Management-Bond Qualified Investor Registration, select "Signed" in the risk disclosure and verify the investor's assets to complete the bond qualified investor registration.
3. On the day of T, the business personnel of the headquarters declare and export the undeclared records of the day through the menu of Securities-Investor Suitability Management-Bond Suitability Management in the account system, and declare the list of bond qualified investor accounts through the bond zone of the Shanghai and Shenzhen Stock Exchanges.
Two, individual qualified investors can invest in bonds including:
1, national debt.
2. Local government bonds.
3. Policy bank financial bonds.
4. Publicly issued convertible corporate bonds.
5. Dagong raised corporate bonds and corporate bonds with AAA debt rating and risk-free.
6. Small public corporate bonds and corporate bonds with AAA debt rating and no risk.
7. Pledged repo (i.e. bond pledged reverse repurchase) margin trading.