1. The customer confirms that he is a natural person with full civil capacity between 18 and 65 years old;

2. The customer confirms that he has opened an account with GF Securities and has been trading for more than 18 months. Shanghai ordinary securities account is designated in Southwest Securities, and Shenzhen ordinary securities account is opened in Guangfa Securities;

3. The customer confirms that the ordinary securities account is a standardized qualified account, and the transaction settlement funds have been deposited by a third party;

4. The customer confirms that the credit securities account has not been opened in other securities companies, or the credit account that has been opened has been cancelled;

5. The customer of Southwest Securities confirms whether it is the special status of the directors, supervisors and senior managers of the listed company and the number of relevant shares held in the relevant related accounts.

6. Confirm that you have truthfully declared to us the details of the restricted shares you hold (including the shares that have been lifted and those that have not been lifted).

7. Southwest Securities customers confirm that their ordinary securities account assets are more than 500,000 yuan, and their total financial assets (including but not limited to securities account assets, bank time savings deposits, bank demand savings deposits, open-end funds, government bonds, etc.). ) are all above 6,543,800 yuan, and the above assets must have relevant asset certificates;

8. Southwest Securities customers carry their ID cards and real-name registration system ordinary securities account cards, and have opened bank cards and other account opening materials for tripartite depository transfer;

9. Personal credit report issued by the local People's Bank of China.

More questions about the opening of western securities are asked here.

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