As a part of the qualification examination system for securities practitioners, the fund qualification examination has been organized and implemented by China Securities Association since 2003. In order to implement the new Fund Law, the Ministry of Finance and the National Development and Reform Commission issued the Notice on Re-issuing the Administrative Fees of China Securities Regulatory Commission at the end of 20 15 10.
The charging standard of fund practitioners qualification examination organized by fund industry association was clarified, and the qualification examination of fund practitioners was officially handed over from securities industry association to fund industry association. In order to adapt to the development of the industry under the new situation, the fund industry association has adjusted the examination content according to the feedback from all parties over the years and drawing on the experience at home and abroad.
The adjusted examination focuses on practical application, mainly assessing the necessary basic knowledge and professional skills of fund practitioners. The examination covers seven basic knowledge, including fund industry overview, laws and regulations and professional ethics, investment management, operation management, sales management, internal control and compliance management, and internationalization. China Fund Industry Association never publishes the examination questions and answers of fund qualification examination.
The fund qualification examination is a qualification examination stipulated by national laws, and it is suspected to be illegal to open the examination questions and answers. In order to prevent fake websites from intercepting and stealing your personal information, please be sure not to enter the registration page through links from other websites.
Examination evaluation
After passing the examination of subject 1 and subject 2, you can apply to the fund industry association for the qualification of registered fund within four years through your institution. Those who have not applied for the qualification of registered funds through institutions for more than four years need to re-take the qualification examination or make up the follow-up training hours specified in the last two years before registration.
Personnel who have obtained the qualification for fund practice shall complete the follow-up training of 15 class hours every year in accordance with relevant regulations, and participate in the annual qualification inspection organized by the association through their institutions as required. Institutions that can apply for fund qualification include fund managers, commercial banks, securities companies, futures companies, insurance institutions and securities investment consulting institutions.