The operator suitability system includes three aspects: classifying operators, grading products, and matching appropriate operators according to risk levels.

It is impossible for the "Measures for the Suitability Management of Securities and Futures Providers" to stipulate a very precise one-to-one matching relationship. If regulations are too detailed, they may be out of touch with practice. To this end, it is necessary to follow the logic of signing a "Responsibility Letter" and firmly grasp the main body of management, which is "one shoulder and two heads". It is clear that management must not only classify those in accordance with the provisions of the "Measures" and the provisions of self-regulatory organizations, but also be specifically responsible Classify the products sold or services provided and formulate an internal management system for product classification. It should be said that accurate classification is a reflection of each core competitiveness.

Securities and futures operations are not ordinary market participants. They have to face both fundraisers and investors. They have to participate in the formulation of rules and are heavyweight rule enforcers. They can be called market One of the main shapers of order. Therefore, the obligation to conduct appropriate business operations must be strengthened. By fulfilling their responsibilities, they are sowing the seeds of rational participation in the market.

The "Measures" details the performance requirements for securities and futures operations in terms of suitability assessment obligations, risk disclosure obligations, internal management obligations, and ordinary person protection obligations. In response to the specific circumstances of violations, the "Measures" list out a "negative list" one by one, stipulating regulatory measures that can be taken against operations and directly responsible managers and other directly responsible personnel, as well as handling measures and administrative penalties for serious cases. Business operators may also be prohibited from entering the market in accordance with the law. It can be said that the "Measures" is a "legislation with teeth".

If this regulation can be effectively implemented, at least the problems of unequal and asymmetric buying and selling can be partially resolved.