Customers should be natural persons, legal persons or other economic organizations qualified to engage in futures trading.

To open an account, a natural person must be a citizen who has reached the age of 18 and has full civil capacity.

The customer must open an account in a true and legal identity. Customers must ensure the legitimacy of the source of funds. The customer shall guarantee the authenticity, legality and validity of the business license, organization code certificate, ID card and other related materials provided.

Two. Signature of account opening document

If a natural person opens an account, the account opening documents must be signed by the customer himself, and no agent may be entrusted to handle the account opening procedures on his behalf.

Clients of legal persons, other economic organizations and other institutions may entrust agents to handle account opening procedures and sign account opening documents. The institutional client who entrusts an agent to open an account shall provide the company with authentic, legal and effective power of attorney and other materials.

When opening an account for a special unit customer, it shall comply with the provisions of China Futures Margin Monitoring Center and various futures exchanges on opening an account for a special unit customer.

Three. What do customers need to know

(A) to understand the risks of futures trading

Customers should be aware of the risks involved in futures trading and comprehensively evaluate their own economic strength, product awareness, risk control, physical and psychological endurance, etc. , carefully read and sign the futures trading risk statement.

(two) knowing that the futures company shall not make a profit guarantee.

Customers should know that any profit and loss commitment in futures trading is impossible or unfounded, and futures companies may not agree with customers on benefit sharing or risk taking.

(3) knowing that the futures company shall not accept the full authorization of customers.

Customers should know that the futures company and its staff shall not accept the discretionary power of customers, nor shall they require the futures company and its staff to conduct futures trading in a discretionary way. Discretionary authorization means that a futures company decides the contents of trading orders on behalf of customers.

(four) knowing that the customer himself must bear civil liability for the agency behavior of his agent.

An agent of a principal is a person who carries out civil acts on behalf of the principal on the basis of the authorization of the principal. What an agent does in the name of the principal within the scope of agency authority is regarded as the principal's own behavior. The agent is responsible to the principal, and the principal is fully responsible for the consequences of the agent's agency behavior.

(five) to understand the website of the qualification publicity of employees.

The information of futures employees of futures companies can be queried and verified through the website of China Futures Association (www.cfachina.org) futures employee qualification publicity database.

(six) to understand the relevant provisions of the safe deposit of futures deposits.

In order to ensure the safety of futures margin, customers should know and abide by the provisions of China Securities Regulatory Commission on the deposit and withdrawal of futures margin, and should ensure that funds are directly deposited into the futures margin account of futures companies published by China Futures Margin Monitoring Center Co., Ltd. (hereinafter referred to as China Futures Margin Monitoring Center). The deposit and withdrawal of futures margin shall be handled through the futures settlement account registered by the customer and the futures margin account of the futures company.

(seven) to understand the futures margin account and settlement information of the futures company.

Customers can log on to the website of China Futures Margin Monitoring Center (www.cfmmc

Com or www.cfmmc.cn) to understand the futures margin account information of futures companies and the settlement information provided by futures companies to customers.

(eight) knowing that the password should be properly kept.

Customers should properly keep their own trading passwords, fund passwords, margin monitoring center passwords and other passwords related to futures trading. All operations using passwords are regarded as their own operations, and customers must bear the losses caused by password leakage due to poor management.

(nine) know and abide by the provisions of the futures exchange on abnormal trading and actual control of relationship accounts.

Customers should understand and abide by the relevant provisions of the futures exchange on self-buying and self-selling, frequent declaration and withdrawal of orders, other abnormal trading behaviors and actual control of relationship accounts.

When the customer violates the above provisions, and the warning, dissuasion and stop of the futures company are ineffective, the futures company has the right to take measures such as raising the trading margin, restricting the opening of positions, forcibly closing positions, restricting the withdrawal of funds, refusing the entrustment of the customer or terminating the brokerage relationship, and all losses caused thereby shall be borne by the customer.

(ten) to understand and abide by the business rules of futures exchanges and futures companies on continuous trading.

Customers who participate in continuous trading should carefully read the business rules of futures exchanges and the provisions of futures companies on continuous trading, and fully understand and abide by the special provisions of continuous trading in terms of trading time, account opening, fund allocation, risk control and emergency response.

Participating in continuous trading refers to a contract in which a customer holds a position of a continuous trading variety after the daily close or buys and sells a continuous trading variety during the continuous trading period.

(eleven) to understand the relevant provisions of securities companies engaged in intermediary business.

Securities companies engaged in intermediary business are limited to the following services:

1. Assist in account opening procedures;

2. Provide futures market information and trading facilities;

3. Assist futures companies to remind customers of risks;

4. Other services stipulated by China Securities Regulatory Commission.

Securities companies engaged in intermediary business shall not conduct futures trading, settlement or delivery on behalf of customers, receive and pay futures deposits on behalf of futures companies and customers, access and transfer futures deposits for customers by using securities capital accounts, issue trading instructions on behalf of customers, conduct futures trading by using customers' trading codes, capital account numbers or futures settlement accounts, receive, keep or modify trading passwords on behalf of customers, and provide financing or guarantee for customers to engage in futures trading.

(twelve) to understand the relevant provisions of anti-money laundering laws and regulations.

Customers should know that futures accounts are not allowed to engage in money laundering activities, and futures companies, as financial institutions, undertake anti-money laundering obligations. Customers should actively cooperate with futures companies to carry out anti-money laundering work, including but not limited to customer identification, suspicious transaction report, risk classification, and declaration of actual control relationship of accounts.

A customer who launders money needs to bear legal responsibility, and if it constitutes a crime, he shall be investigated for criminal responsibility.

(thirteen) to understand the relevant provisions of the investor suitability system.

Futures companies assess the appropriateness of customers according to the requirements of laws, regulations and industry self-discipline rules. The evaluation results do not constitute investment advice to customers, nor do they constitute profit guarantee to customers. Customers shall not refuse to bear the futures trading results on the grounds that they do not meet the appropriateness standards.

(fourteen) know the provisions of the dormant account.

Customers should understand and abide by the regulations of China Securities Regulatory Commission on dormant accounts. If the customer account is deemed dormant, it will be restricted from opening new positions. If you need to transfer to a non-dormant account, you should apply for activation as required.

A dormant account refers to an account that meets four conditions at the same time: the account opening time is more than one year, there is no position in the latest year, there is no transaction in the latest year (including one year), and the customer's equity after settlement is below 1 1,000 yuan (including 1 1,000 yuan).

(fifteen) know the risks of using special trading software for futures trading.

At present, the company provides third-party trading software (hereinafter referred to as "trading software"), such as: Wenhua Yingshun trading software, Boyi master lightning trading software, Jinshida online gold trading software, Jinshida online daily trader trading software, pyramid decision trading software, etc. , is a special trading software different from ordinary trading software in the futures market. Our company hereby solemnly reminds you that the use of this trading software for futures trading, in addition to the usual futures trading risks and electronic.

1. Your computer equipment and network do not match the trading software, the software itself has technical defects, system failures and other factors, which may lead to the failure to issue trading instructions, wrong issuance, abnormal issuance or failure.

2. When this trading software is used together with other trading software, data may not be enjoyed normally; In order to avoid unpredictable risks caused by using multiple trading software at the same time, please use only one trading software in a trading day.

3. Complex trading instruction types independently developed by trading software may bring additional risks.

(sixteen) to understand the special risks of entrusted financial management in futures.

Entrusted financial management of futures (also known as financial management on behalf of customers) refers to the behavior of investors, as the entrusting party, entrusting funds to others (entrusted parties) for futures trading under certain conditions in order to realize the purpose of increasing the value of entrusted funds.

Futures entrusted financial management should pay attention to the following issues:

1. You should fully understand the risk characteristics of futures trading, carefully evaluate your economic endurance, risk control ability, physical and psychological endurance, and decide whether you are suitable to participate in futures trading and engage in entrusted financial management. You should have a clear understanding of the risk of property loss that may be caused by engaging in futures trading or entrusted wealth management business, and be cautious about the high return commitment in entrusted wealth management.

2. Before engaging in entrusted financial management of futures, the credibility, qualification and ability of the trustee should be carefully examined; Whether the terms of the futures entrusted financing contract or agreement are fair and reasonable, in line with the provisions of national laws and regulations, whether there are fraudulent terms, especially the definition of losses or gains, whether there is the risk of funds being transferred, etc.

3. To engage in entrusted financial management of futures, we should always know about the changes in the rights and interests of futures accounts, and whether the transaction process of the trustee and the process conform to the agreement of the entrusted financial management contract.