Directors, supervisors, senior managers and major shareholders. Article 1 These Measures are formulated in accordance with relevant laws and administrative regulations in order to strengthen the integrity construction of the securities and futures market, protect the legitimate rights and interests of investors, maintain the order of the securities and futures market and promote the healthy and stable development of the securities and futures market. Article 2 The China Securities Regulatory Commission (hereinafter referred to as the China Securities Regulatory Commission) shall establish a national unified database of integrity files of the securities and futures markets (hereinafter referred to as integrity files) to record the integrity information of the securities and futures markets.

Article 3 These Measures shall apply to the definition, collection and management of credit information recorded in credit files, the disclosure and inquiry of credit information, and the restraint, encouragement and guidance of credit. Article 4 Citizens (natural persons), legal persons or other organizations engaged in securities and futures market activities shall be honest and trustworthy, abide by laws, administrative regulations, rules and self-discipline rules formulated according to law, and prohibit dishonest and trustworthy behaviors that damage the legitimate rights and interests of investors, such as fraud, insider trading and market manipulation.

Article 5 The China Securities Regulatory Commission encourages and supports honest citizens, legal persons or other organizations to engage in securities and futures market activities, and implements honesty restraint, encouragement and guidance. Article 6 The China Securities Regulatory Commission may establish a credit supervision cooperation mechanism with other departments in the State Council, local people's governments, national judicial organs, industry organizations and overseas securities and futures regulatory agencies, share credit information, and promote the improvement of the social credit system. Chapter II Collection and Management of Credit Information Article 7 The credit information of the following citizens, legal persons or other organizations engaged in securities and futures market activities shall be recorded in credit files: securities practitioners, futures practitioners and fund practitioners; Investors and traders in the securities and futures markets; Securities issuers, listed companies, companies listed in the national share transfer system for small and medium-sized enterprises, enterprises listed in the regional equity market to transfer securities and their directors, supervisors, senior managers, major shareholders and actual controllers.

Two, the regional equity market operators and their directors, supervisors and senior management personnel, institutions that open accounts, deposit funds, register and settle accounts for the regional equity market; Securities companies, futures companies, fund managers, bond trustees, bond issuers and their directors, supervisors, senior managers, major shareholders and actual controllers or executive partners, qualified foreign institutional investors, qualified domestic institutional investor and its major investment managers, representative offices of overseas securities institutions in China and their general representatives and chief representatives.