The name shall conform to the Regulations on the Administration of Name Registration, and the words "investment fund" are allowed to be used in the names of investment enterprises that have reached the scale.
The trade terms in the name can use the words "venture capital fund, venture capital fund, equity investment fund and investment fund". As an administrative division, "Beijing" is allowed to be used between trade names and industry terms.
Fund type: the registered capital (contribution) of the investment fund company is not less than 500 million yuan, all of which are contributed in cash, and the paid-in capital (paid-in contribution) at the time of establishment is not less than 654.38 billion yuan; The registered capital shall be fully paid in accordance with the Articles of Association (partnership agreement) within 5 years. "
The contribution of a single investor shall not be less than 6,543,800 yuan (except for the general partner in a limited partnership).
At least 3 senior managers have experience in equity investment fund management or related business.
The business scope of fund enterprises is approved as: investment, investment management and consulting of non-securities business. (Fund enterprises may apply to engage in other business projects outside the above business scope, but shall not engage in the following business:
Issue loans;
Publicly traded securities investment or financial derivatives trading;
Raise funds in an open way;
Provide guarantees to enterprises other than the invested enterprises.
Management fund company: investment fund management: "The registered capital (contribution) is not less than 30 million yuan, all in monetary form, and the paid-in capital (contribution) at the time of establishment"
The contribution of a single investor shall not be less than 6,543,800 yuan (except for the general partner in a limited partnership).
At least 3 senior managers have experience in equity investment fund management or related business.
Extended data:
According to the Interim Measures for the Supervision and Administration of Private Investment Funds:
Article 11
Private equity funds shall be raised from qualified investors, and the cumulative number of investors in a single private equity fund shall not exceed a specific number as stipulated by the Securities Investment Fund Law, the Company Law, the Partnership Enterprise Law and other laws. Where an investor transfers a fund share, the transferee shall be a qualified investor, and the number of investors after the transfer of the fund share shall conform to the provisions of the preceding paragraph.
Article 14
Private fund managers and private fund sales organizations shall not raise funds from units and individuals other than qualified investors, and shall not publicize and promote them to unspecified objects through newspapers, radio, television, internet and other public media or lectures, reports, analysis meetings and notices, leaflets, text messages, WeChat, blogs and emails.
Article 15
Private fund managers and private fund sales institutions shall not promise investors that the investment principal will not be lost or guarantee the minimum income.
Article 16
Where a private equity fund manager sells private equity funds on his own, he shall evaluate the investor's risk identification ability and risk-taking ability through questionnaire survey, and the investor shall make a written commitment to meet the requirements of qualified investors.
A risk disclosure statement shall be made and signed by the investor for confirmation. Where a private fund manager entrusts a sales organization to sell private funds, the private fund sales organization shall take measures such as evaluation and confirmation as prescribed in the preceding paragraph. ?
The content and format guidelines of investor risk identification ability and tolerance questionnaire and risk disclosure book are formulated by fund industry associations according to the characteristics of different types of private equity funds.
Article 17
When a private fund manager sells private funds by himself or entrusts a sales organization to sell private funds, he shall rate the risks of private funds by himself or entrusts a third-party organization, and recommend private funds to investors with matching risk identification ability and risk-taking ability.
Article 18
Investors shall truthfully fill in the questionnaire on risk identification ability and tolerance, truthfully promise assets or income, and be responsible for its authenticity, accuracy and completeness. Those who fill in false information or provide false commitment documents shall bear corresponding responsibilities.
Article 19
Investors shall ensure that the sources of investment funds are legal, and shall not illegally collect other people's funds to invest in private equity funds.
Article 27
The fund industry association shall establish a private fund manager registration and private fund filing management information system. The fund industry association shall keep the information of private fund managers and private funds strictly confidential. Unless otherwise stipulated by laws and regulations, it shall not be made public.
Article 28
The fund industry association shall establish an information sharing mechanism with the China Securities Regulatory Commission and its dispatched offices and other relevant institutions, regularly summarize and analyze the situation of private equity funds, and provide relevant information of private equity funds in a timely manner.
Article 29
The fund industry association shall formulate and implement the self-discipline rules of the private equity fund industry, and supervise and inspect the practice behavior of its members and their employees. If members and their employees violate laws, administrative regulations, the provisions of these Measures and the self-discipline rules of fund industry associations, fund industry associations may take self-discipline management measures according to the seriousness of the case and disclose relevant illegal information through websites. Members and their employees are suspected of violating laws and regulations, and the fund industry association shall report to the China Securities Regulatory Commission in a timely manner.
Article 30
The fund industry association shall establish a complaint handling mechanism, accept complaints from investors and mediate disputes.
Baidu Encyclopedia-Private Equity Fund Company Registration