2.( 1) The China Securities Regulatory Commission is a ministerial-level institution directly under the State Council. According to laws and regulations and the authorization of the State Council, it uniformly supervises and manages the national securities and futures market, maintains the order of the securities and futures market, and ensures its legal operation.

(2) Within the China Securities Regulatory Commission, there is a futures supervision department, which is the functional department of the China Securities Regulatory Commission to supervise and manage the futures market.

(3) The futures supervision department consists of five departments: General Department, Exchange Supervision Department, Futures Company Supervision Department, Overseas Futures Supervision Department and Market Analysis Department.

3.( 1) The China Banking Regulatory Commission is responsible for the supervision and management of deposit-taking financial institutions such as banks, financial asset management companies and trust and investment companies, so as to safeguard the lawful and steady operation of the banking industry. Before the CBRC was separated from the central bank (People's Bank of China), the People's Bank of China was responsible for banking supervision. The spin-off is regarded as an attempt by China to strengthen the independence of the central bank's monetary policy.

(2) Supervision concept: ① "Managing risks", that is, adhering to the risk-centered supervision content, tracking and monitoring risks through on-site inspection and off-site supervision of banking financial institutions, and early detection, early warning, early control and early disposal of risks;

(2) "Managing legal persons" means insisting on legal person supervision, focusing on grasping, preventing and resolving the overall financial risks of banking financial institutions, and controlling the risks of the whole system through legal persons;

③ "Managing internal control", that is, insisting on promoting the formation of internal control mechanism of banks and improving internal control efficiency, and paying attention to building internal defense lines of risks;

(4) "Improving transparency" refers to strengthening information disclosure and transparency construction, and improving the operation and supervision of banking financial institutions by strengthening information disclosure of banking financial institutions and regulatory agencies.

(3) Regulatory objectives: protect the interests of depositors and consumers through prudent and effective supervision; Enhance market confidence through prudent and effective supervision; Enhance the public's understanding of modern finance through publicity and education work and relevant information disclosure; Strive to reduce financial crimes.