1. Guo Xin Securities Co., Ltd. (hereinafter referred to as "Guo Xin Securities") was formerly known as Shenzhen Guotou Securities Co., Ltd. and was established on June 30th. 1994. The company is headquartered in Shenzhen, Guangdong Province, and its legal representative is Zhang Nasha.

2. After more than 20 years of development, Guosen Securities has grown into a large-scale comprehensive securities company nationwide: by the end of 2020, the registered capital was 96 1.2 billion yuan; The total number of employees is12054; There are 54 branches in China, 1 18 cities and regions. It owns four wholly-owned subsidiaries, including Guo Xin Futures Co., Ltd., Guo Xin Hongsheng Private Equity Fund Management Co., Ltd., Guo Xin Capital Co., Ltd. and Guo Xin Securities (Hong Kong) Financial Holdings Co., Ltd.; 50% shares of Penghua Fund Management Co., Ltd. ..

3. The business scope of the company and its subsidiaries includes: securities brokerage, securities investment consulting, financial consulting related to securities trading and investment activities, securities underwriting and sponsorship, securities self-operation, securities asset management, margin financing and securities lending, securities investment fund consignment, financial product consignment, intermediary business for futures companies, fund custody business and fund service business, stock option market making, commodity futures brokerage, financial futures brokerage, futures investment consulting and asset management. Entrusted to manage equity investment funds and venture capital business, acting as an agent for venture capital business and venture capital consulting business of other venture capital enterprises and other institutions or individuals, providing venture capital management services for venture capital enterprises, participating in the establishment of venture capital enterprises and venture capital management consulting institutions, securities brokerage business, financing business and asset management business in Hong Kong, equity investment and follow-up investment business in science and technology innovation board, etc.

1. The whole industry implemented customer relationship management earlier, with more than100000 retail brokerage customers and the market value of entrusted customers' assets exceeding 2 trillion yuan. It has a professional investment consulting team of nearly 2,600 people and more than 2,000 kinds of "Golden Sunshine" series service products. We have established multi-scene platforms with advanced technology and perfect functions, such as "Golden Sun" mobile phone securities, "Guo Xin online business hall", "Jinyang Guangyin Pavilion", telephone wealth management center, and Guo Xin Wealth "micro" service system (service number, subscription number and applet), and passed "7×24 hours intelligent customer service", "online investment" and "online investment".

2. Provide one-stop comprehensive trading services such as trading strategy, order execution and risk management for active trading customers through professional trading platforms such as iQuant in Guo Xin, Yunhe in Guo Xin and Yisheng in Guo Xin. Implement the brand marketing strategy of "boutique sales department" and make the branch company a regional fulcrum of the company's business.

3. Investment bank: It has the first-class comprehensive service capability of "full value chain" in the industry, and can provide corporate customers with equity financing services such as IPO, non-public offering, additional issuance, preferred stock and allotment, debt financing services such as corporate bonds, financial consulting services such as direct investment, domestic and foreign mergers and acquisitions, restructuring and private equity financing, and full value chain professional services such as market value management.

4. Guosen Securities was rated as the "Best Sponsor" by Shenzhen Stock Exchange for six consecutive years (2007-20 12). There are more than 600 investment banking teams in Guo Xin [4], including more than 250 registered sponsor representatives [66], and the number of sponsor representatives has been in the top three in the industry for 12 years (2006-20 17).