1. If an investor applies to transfer the fund shares into the on-site system, he shall go to the business department of qualified members of Shanghai Stock Exchange with valid identity documents for designated transactions, except those that have been handled.

2. The investor applies to the fund manager of the OTC transferor or its agent for fund share custody. OTC transfer fund managers and their related parties shall declare custody in accordance with the relevant data interface specifications of China Clearing Company.

3. The transferee code (Shanghai Stock Exchange), open-end fund account number, fund code and custody quantity must be indicated. Among them, the management quantity should be an integer.

4. The TA system of China Clearing Company handles the custody declaration. For eligible transfer-out declaration data, the share of investors in Shanghai open-end fund accounts will be deducted, and the share of Shanghai securities account funds will be increased accordingly. For unqualified transfer declaration data, indicate the failure reason and feed it back to the transferor's fund manager or his agent.

China Clearing Company will feed back the results of successful custody and unsuccessful custody to the fund manager of the OTC transferor or its related party.

5. From T+2, investors can inquire about the fund shares transferred to custody at the qualified SSE members of designated transactions on the floor.

(4) When the fund share in the Shanghai securities account or open-end fund account is lower than the minimum holding limit of a single account stipulated by the fund manager due to re-custody, the TA system of China Clearing Company will forcibly redeem the remaining fund share in the account.

Extended data:

General process of transferring custody business

First, the investor applies to the transferring brokerage firm and fills in the Application Form for Re-custody. In the application form, carefully fill in the account code, securities variety and quantity of the transferred securities, and must fill in the name of the transferred securities firm and its corresponding seat number.

After receiving the application, the transfer-out brokerage firm should carefully check whether the investor's ID card and application content are correct. After verification, an offer for re-hosting will be sent to Shenzhen Stock Exchange through the trading system during trading hours. Securities suspended on the same day can no longer be entrusted. After re-hosting the entrusted offer, you can also make an offer to apply for cancellation of the order before the market closes on the same day.

After the close of each trading day, Shenzhen Securities Clearing Company will input the data after the transfer custody into the "settlement data packet" and send it to the securities company through the settlement communication system, and the securities company will modify the corresponding share subsidiary ledger in time according to the received transfer custody data.

Every time the transferred brokerage firm accepts a re-custody business, it will charge investors a re-custody fee of 30 yuan RMB. After successful re-hosting, investors can still use the Shenzhen account originally transferred to the brokerage firm. If it is not closed, where to buy and sell, otherwise it will be re-hosted.

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