1, the general business level evaluation questions are multiple-choice questions, and the test paper is 100.
2. The special business level evaluation questions are all multiple-choice questions, and the number of questions is 120.
3. The items of the level evaluation examination for senior managers were adjusted to include multiple-choice questions, multiple-choice questions, judgment questions and comprehensive questions, and the number of questions was 120.
Evaluation and testing methods of professional level of securities industry
The vocational level evaluation examination of the securities industry takes the form of closed-book computer examination. The test time of general business level evaluation test and senior management level evaluation test is 120 minutes, and the test time of special business level evaluation test is 180 minutes.
Professional level evaluation subjects of securities industry
The professional level evaluation and test subjects of the securities industry are divided into general business level evaluation and test subjects, special business level evaluation and test subjects and senior management level evaluation and test subjects, as follows:
1, general business level evaluation test
Subject 1: Basic laws and regulations of securities market
Subject 2: Basic knowledge of financial markets
2, special business level evaluation test
Subject 3: investment banking (evaluation and testing of professional ability of sponsor representatives)
Subject 4: Publishing Securities Research Report (Assessment of Professional Ability of Securities Analysts)
Subject 5: Securities investment consulting business (assessment of professional competence of securities investment consultants)
3, senior management level evaluation test
General Senior Management Level Assessment Test:
Subject 6: Evaluation of the Senior Management Level of Securities Companies
Evaluation and testing of special senior management level;
Subject 7: Evaluation and Testing of Compliance Management Level
Subject 8: Qualification Examination for Senior Managers of Securities Rating Business
Time arrangement of evaluation and testing of the professional level of securities industry
The evaluation and test of the professional level of the general securities industry will be held in July, August,165438+1October, and the specific test time will be subject to the official announcement time.
Refer to the timetable for the evaluation and testing of the professional level of the securities industry in 2022;
1.165438+10 The special test time for the evaluation of the professional level of the securities industry is 165438+202210/26;
2. The special test time for professional level evaluation of securities industry in August is August 20th;
3. The unified examination time for the evaluation of the professional level of the securities industry in August is from August 20th to 2nd1.