Article 51 Trading codes are divided into trading codes of non-futures company members and trading codes of customers. The transaction code consists of two parts: member number and customer number.
Article 52 The customer transaction code consists of twelve digits, with the first four digits being the member number and the last eight digits being the customer number. For example, the customer transaction code is 000 1000 1535, the membership number is 000 1, and the customer number is 0000 1535. The market representative only needs to input the customer number 1535 when inputting the trading instruction.
Article 53 The trading code of a non-futures company member is the same as that of a customer, but the last eight digits are its member number. If the member number of a non-futures company member is 120, the trading code of the non-futures company member is 0 120000 120, and the market representative only needs to input the member number 120 when inputting the trading instruction.
Article 54 The trading codes of non-members of a futures company and the trading codes of customers do not occupy each other. The numbers from 00 1 to 1000 are reserved for non-futures company members, and the customer number is compiled by 100 1
Article 55 A customer can only have one customer number in the exchange, but can open accounts with different members of the futures company. Its transaction code can only be different from the member number, but the customer number should be the same.
Article 56 A member of a futures company shall, according to the requirements of the exchange, input customer information in the member service system according to the customer input prompts.
Article 57 After entering the customer information into the member service system, the members of a futures company shall transmit the customer information to the exchange for filing, and the exchange shall start the trading of the customer in the trading system after receiving the customer information that meets the requirements.
Article 58 In any of the following circumstances, the customer transaction code shall be cancelled:
(1) The customer's filing materials are untrue;
(2) members of the futures company apply for account cancellation, and there is no position under the customer transaction code;
(3) Other circumstances that violate the transaction coding system.
Article 59 If a customer provides false account opening information or a member of a futures company assists the customer in providing false account opening information, the Exchange shall order the member of the futures company to close the account within a time limit. After closing the account, the Exchange shall cancel the trading code of the customer and handle it in accordance with the relevant provisions of the Measures for Handling Violations of Shanghai Futures Exchange.