Securities investment consulting business is responsible for providing securities investment analysis, prediction or suggestions to securities investors or customers.

Securities investment consulting business is entrusted by customers to provide investment advice services for securities and securities-related products to help customers make investment decisions.

In terms of the relationship with customers, the contractual relationship between the latter and customers is stronger than the former.

Extended data:

Securities investment consulting business refers to the activities of institutions and their consultants who have obtained relevant qualifications issued by the regulatory authorities to provide securities investors or customers with relevant information, analysis, prediction or suggestions on securities investment, and directly or indirectly collect service fees.

In order to prevent securities investment consulting institutions and their employees from cheating customers, manipulating the market and misleading investors in their business activities, and better protect the legitimate rights and interests of investors, according to the relevant provisions of the Securities Law of People's Republic of China (PRC) and the Interim Measures for the Administration of Securities and Futures Investment Consulting, securities investment consulting business activities are now open to the public.

Securities investment consultants provide clients with investment advice, such as trading opportunities, hot spot analysis, securities selection, risk warning, etc. , it is forbidden to operate on behalf of customers. In other words, the advice provided by the investment consultant to the client is for reference, and the decision is made by the client himself. When customers bear losses and gains, securities companies can charge investment consulting service fees, including differential commissions and individual consulting fees charged according to the amount of assets or service period.

Securities investment consulting business

Securities investment consultant