When a customer opens an account, he/she must go through the formalities of stock index futures account in his/her real identity, and the stock index futures account objects are divided into individual households and legal person households.
When an individual opens an account, he must present the original ID card and provide a copy. When signing, he must provide the corresponding residential address, contact information and other information.
When a legal person opens an account, it is required to present the original business license and tax registration certificate, the original legal person ID card and its power of attorney, and the original ID card of the account opening authorizer. State-owned enterprises or enterprises with state-owned assets holding or leading positions also need to produce documents approved by the competent department or the board of directors to engage in futures trading. It is required to keep copies of the above certificates and documents.
According to the existing regulations of the China Securities Regulatory Commission, under any of the following circumstances, it shall not become a customer of a futures brokerage company:
1, state organs and institutions;
2. Staff of the China Securities Regulatory Commission and its dispatched offices, futures exchanges, futures margin depository monitoring institutions and futures industry associations;
3. It is forbidden to enter the securities and futures markets;
4. Units unable to provide proof of account opening;
5. Other units and individuals prohibited from engaging in futures trading as stipulated by the China Securities Regulatory Commission.