From the perspective of supervision: asset management products are supervised by the CSRC and standardized financial products.
Judging from the authenticity of the data, all data of asset management products need to be filed with China Securities Regulatory Commission, and the asset management company is responsible for the authenticity of the data.
Investors can judge the risk of the project through contracts, promotional materials, best efforts and research reports. , choose the product that suits you.
After the operation of the project, the asset manager is obliged to provide regular reports. In case of major events agreed in the contract that may affect the interests of the asset client, the asset manager must report in time in accordance with laws and regulations and the relevant provisions of the China Securities Regulatory Commission.
These materials will be notified to the client, that is, the asset manager, by official website, mail, e-mail or fax in strict accordance with the Pilot Measures and other relevant regulations.
At the same time, the custodian bank shall review the investment report of the asset management plan prepared by the asset manager and issue a written opinion.