The contents of securities can be divided into:
1, monetary securities, securities that can be used instead of money, are commercial credit tools, which are mainly used for commodity transactions between enterprises, payment of labor remuneration, and liquidation of creditor's rights and debts. Common ones are promissory notes, bills of exchange, promissory notes, checks, etc.
2, capital security, it refers to the written documents of capital invested in enterprises or capital supplied to enterprises or countries, capital security mainly includes equity securities (ownership securities) and debt securities, such as various stocks and bonds.
3. Goods marketable securities (commodity marketable securities) refer to the certificate of delivery right, which proves that the holder of marketable securities can withdraw the goods listed in marketable securities by virtue of marketable securities, such as warehouse receipts, shipping documents, bills of lading, etc.
Securities trading rules have legal basis and were promulgated to safeguard the securities trading market. Mainly includes:
(1) Trading on a legal stock exchange. Stocks, corporate bonds and other securities that are publicly issued according to law shall be listed and traded on a legally established stock exchange or transferred at other stock exchange sites approved by the State Council.
(2) legal transactions. Securities trading is conducted in spot and other ways stipulated by the State Council, which leaves legal space for the development of securities and futures trading.
(3) Standardizing securities trading services. First of all, stock exchanges, securities companies and securities registration and settlement institutions must keep the accounts opened for customers confidential according to law. Except as otherwise provided by laws and administrative regulations, stock exchanges, securities companies, securities registration and settlement institutions and other institutions are not allowed to provide customer account opening information to anyone, otherwise they will bear corresponding legal responsibilities. Secondly, the fees for securities trading must be reasonable, and the charging items, charging standards and charging methods should be made public. The charging items, charging standards and management measures for securities trading shall be uniformly stipulated by the relevant competent departments of the State Council.
legal ground
Article 42 of the Securities Law of People's Republic of China (PRC), securities transactions shall be conducted in spot and other ways as stipulated by the State Council.
Excuse me, what does the national vocational qualification certificate above the second level specifically refer to, including the first-and se