1, the need to realize the functions of the securities market: the construction of the supervision system of the securities and futures industry can improve the efficiency and reliability of information disclosure, trading rules, risk management and complaint handling, so as to better realize the functions of the securities market.
2. The need for the healthy development of the securities market itself: the construction of the securities and futures industry supervision system can strengthen the supervision and regulation of the market, prevent abnormal market fluctuations and risk events, and promote the healthy and orderly development of the securities market.
3. The need to protect the legitimate rights and interests of all participants in the securities market: the construction of the securities and futures industry supervision system can strengthen the supervision and maintenance of the market and protect the legitimate rights and interests of all participants in the securities market such as investors, issuers and trading institutions.
4. The need to guard against specific risks in the securities market: The construction of the supervision system of the securities and futures industry can strengthen the evaluation and management of market risks and guard against market-specific risks such as insider trading and market manipulation.