The conditions for opening an account are:
1. The average daily market value of the securities entrusted to the Company in the first 20 trading days when applying for opening an account and the available balance of the fund account (excluding the funds or securities integrated through margin financing and securities lending), totaling at least RMB 500,000 (from 20 17070 1 onwards).
2. Investors should have simulated trading experience matching the trading authority they intend to apply for. The level of simulated trading experience of investors is subject to the printed results of the member platform of the exchange (the simulated trading experience of customers in other brokers is also recognized by our company). The requirements for simulated trading experience of investors at all levels are as follows: level 1: closing positions to cover positions, closing positions to cover positions, closing positions to buy put options, and closing positions to sell put options. Level 2: Open position of covering, open position of covering, open position of buying put option, open position of selling put option, open position of buying call option and open position of selling call option. There are three levels: covered open position, covered open position, put option open position, put option open position, call option open position, call option open position, put option open position and put option open position.
3. The customer has opened a Shanghai A-share account in Deng Zhong for more than 6 months, and has opened a margin trading account in this company or other securities companies; Or any Shanghai A account has been opened in Deng Zhong for 6 months or more, and has experience in financial futures trading (Shanghai A account can only be opened for 6 months, and there is no restriction on designated trading brokers; Two financial accounts are not limited to account opening brokers).
4. Investors pass the stock option knowledge level test to confirm that they have the necessary knowledge level to participate in stock option trading.
5. The investor has made a risk tolerance assessment in our company, the level is steady, positive or enterprising, and the risk tolerance assessment time is within 1 year. The longest investment period and investment range acceptable to investors match the investment period and investment range of stock options.
6. A listed company, its directors, supervisors, senior managers, shareholders holding more than 5% of the shares of the listed company and their concerted actions shall not buy or sell option contracts with the shares of the listed company as the contract object.
7. There are no serious bad credit records, and there are no laws, regulations, rules and business rules of the exchange that prohibit or restrict the trading of stock options.
8. Other conditions stipulated by the Exchange.