1, investment target

Closely follow the target's indicators and pursue the minimization of tracking deviation and tracking error.

2. Investment scope

The investment scope of the Fund is mainly the underlying index constituent stocks, alternative constituent stocks (all including depositary receipts) and other stocks. In order to better achieve the investment objectives, the Fund can invest a small amount in some non-constituent stocks (including the main board, Growth Enterprise Market and other stocks issued with the permission of China Securities Regulatory Commission), depositary receipts, bonds (government bonds, central bank bills, local government bonds, government-backed institutional bonds, government-backed bonds, financial bonds, corporate bonds, subordinated bonds, convertible bonds, exchangeable bonds, separable convertible bonds and short-term financing bonds (including ultra-short-term financing bonds). Asset-backed securities, bond repurchase, bank deposits, interbank deposit certificates, derivatives (stock index futures, stock options, etc.). ), money market instruments and other financial instruments that the China Securities Regulatory Commission allows the fund to invest (subject to the relevant provisions of the China Securities Regulatory Commission).

3. Investment strategy

The fund mainly adopts the complete copy method, that is, the fund stock portfolio is constructed according to the composition and weight of the underlying index constituent stocks, and adjusted accordingly according to the changes of the underlying index constituent stocks and their weights.

Special circumstances include but are not limited to the following:

(1) Restrictions of laws and regulations;

(2) The liquidity of the constituent stocks of the underlying index is seriously insufficient;

(3) The constituent stocks of the underlying index have been suspended for a long time;

(4) The subscription and redemption of the Fund may have an impact on the effectiveness of the Fund in tracking the underlying index;

(5) Due to transaction costs, trading systems and other reasons, the Fund cannot complete the synchronous adjustment of its portfolio in time;

(6) Other reasonable reasons lead the fund manager to severely restrict the tracking of the underlying index.

4. Dividend distribution policy

(1) Each fund share enjoys equal distribution rights;

(2) There is no limit to the number of fund income distributions each year. The principle of determining the amount of fund income distribution each time is to make the net growth rate of fund shares as close as possible to the index growth rate of the same period after income distribution. Based on the nature and characteristics of the fund, there is no need to make up for losses in the distribution of fund income. After income distribution, the net value of fund shares may be lower than the face value, that is, the net value of fund shares on the base date of fund income distribution (that is, the income evaluation date) may be lower than the face value after deducting the income distribution amount of unit fund shares;

(3) If the fund contract has been in effect for less than 3 months, no income distribution may be made;

(4) Fund income is distributed in cash;

(5) Where laws and regulations, regulatory authorities, registration agencies and Shenzhen Stock Exchange provide otherwise, such provisions shall prevail.