China Securities Regulatory Commission is a ministerial-level institution directly under the State Council. According to laws and regulations and the authorization of the State Council, it uniformly supervises and manages the national securities and futures market, maintains the order of the securities and futures market, and ensures its legal operation.
Headquartered in Beijing, China Securities Regulatory Commission has 20 functional departments, 4 directly affiliated institutions, the discipline inspection team of the Central Commission for Discipline Inspection in China (formerly the Supervision Bureau of the Commission for Discipline Inspection), 38 agencies in various provinces (autonomous regions, municipalities directly under the Central Government and cities with separate plans) and manages 19 system units. The organs, agencies and system units of China Securities Regulatory Commission constitute a unified and orderly national securities and futures supervision system.
The dispatched office of China Securities Regulatory Commission is responsible for formulating, revising and perfecting the rules and regulations of the securities and futures market, drawing up market development plans, handling major audit matters, guiding and coordinating risk disposal, organizing and investigating major illegal cases in the securities and futures market, and guiding, inspecting, supervising and coordinating systematic supervision.
The dispatched office is responsible for the front-line supervision work within its jurisdiction, and its main responsibilities are: to carry out administrative licensing related work according to the provisions of laws and administrative regulations and the authorization of the China Securities Regulatory Commission, and to supervise and manage the securities and futures business activities of listed companies, securities and futures operating institutions, securities and futures investment consulting institutions, law firms, accounting firms, asset appraisal institutions and other intermediaries engaged in securities business; Responsible for risk prevention and disposal within the jurisdiction; Investigate and deal with illegal cases within its jurisdiction; Carry out the education and protection of investors within the jurisdiction.