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Is Northeast Securities a State-owned Enterprise or a Central Enterprise?
Northeast Securities is a state-owned enterprise, the full name of which is Northeast Securities Co., Ltd. In June 2000, with the approval of China Securities Regulatory Commission, Northeast Securities Co., Ltd. was established through capital increase and share expansion. Won the Ding Jun Award of China Securities Retail Broker in 2023, the Ding Jun Award of China Securities Investment Service in 2023, and the Ding Jun Award of China Securities New Asset Management Agency in 2023.

I. Company Profile

1. has carried out comprehensive securities and securities-related businesses, including securities brokerage, securities underwriting and sponsorship, securities self-operation, securities research and consulting, IB, private equity funds, margin financing and securities lending, agreed repurchase securities transactions, stock pledged repurchase transactions, financial product consignment sales, etc., and has formed a relatively complete business system.

2. Established Zhengdong Rongtong Private Equity Fund Subsidiary, Zhengdong Rongda Alternative Investment Subsidiary and Zhengdong Rong Hui Securities Asset Management Subsidiary, holding Bohai Futures and Oriental Fund, and participating in Yin Hua Fund, thus establishing a comprehensive securities service provider integrating securities, funds and futures.

3. In 69 large and medium-sized cities in 28 provinces, autonomous regions and municipalities directly under the Central Government, 46 regional branches of brokerage business, 90 securities business departments and 3 branches have been established.

Second, the development history

1, formerly known as Jilin Securities Company, was established in 1988.

2. In June 2000, Northeast Securities Co., Ltd. was established through capital increase and share expansion.

3. In August, 2007, Liu Liu Industrial Co., Ltd. of Jinzhou Economic and Technological Development Zone repurchased shares, absorbed and merged Northeast Securities Co., Ltd. with new shares and changed its name to "Northeast Securities Co., Ltd.".

4. On August 27th, 2007, the company was listed on Shenzhen Stock Exchange with the stock code 000686 as "Northeast Securities".

Third, the main business

1, wealth management business

It mainly provides trading services such as buying and selling stocks, bonds, funds, futures and options for customers, and provides asset allocation services and sales services of various financial products for customers, which are managed by the Company and other legal financial institutions.

2. Corporate credit business

Mainly provide customers with diversified financing services such as margin financing and securities lending, stock pledge, refinancing and equity incentive exercise financing.

3. Asset management business

The operation and management of the securities asset management business is carried out through the wholly-owned subsidiary Zhengdong Rong Hui, the Public Offering of Fund management business is carried out through the holding subsidiary Dongfang Fund, and the private equity fund business is carried out through the wholly-owned subsidiary Zhengdong Rongtong.

abstract

Northeast Securities Co., Ltd. provides professional and high-quality financial services for institutional customers, one-stop wealth management services for individual customers and comprehensive financial solutions for corporate customers.