A few years ago, the Growth Enterprise Market was opened and traded. After the implementation of the registration system, there are transitional convergence regulations, but it is also necessary to sign a supplementary agreement.

The implementation date of the new regulations on the registration system of the Growth Enterprise Market (GEM) is April 28th, 22. Previously, these customers were stock investors of the GEM. In order to make a connection between the old and the new for this kind of investors who have opened the authority, brokers have formulated a series of measures for the implementation of investor suitability management according to the Measures for the Management of Investor Suitability in Securities and Futures and the Measures for the Implementation of Investor Suitability Management in Growth Enterprise Market of Shenzhen Stock Exchange (revised in 22). Among them, the expenses have been opened and traded before April 28, 22. After the implementation of the registration system, it is necessary to sign an agreement on the opening of the registration system.

firstly, the qualification of investors shall be examined according to the relevant provisions of the registration system. For the stock investors who have opened the GEM before the implementation of the new regulations, brokers will fully understand the basic information, financial status, securities investment experience, trading needs, risk preferences and other related information of investors, and accept investors' business under the condition of evaluating their risk cognition and tolerance. In other words, applicants need to re-evaluate their risk tolerance.

Secondly, there are still two ways to open online:

One way is for investors to apply for opening through the online system. Because the registration system policy has just been implemented, it is still in the testing stage. Some brokers have opened online processing channels, but not all brokers can do it online. It is expected that this business function will be realized by the end of July this year.

the other is the on-site processing in the offline business hall. The staff of the securities firm and the investors double record the one-way video, and sign the GEM risk disclosure book and the Appropriate Matching Opinion and Investor Confirmation Letter or the Product or Service Risk Warning and Investor Confirmation Letter. The business scope involved in the business hall is the most comprehensive, so it is safest if you don't know how to contact the account manager and business hall of the brokerage firm.

The implementation of the registration system will bring about some changes in the risks and transactions in the A-share market, so even users who have been trading on the Growth Enterprise Market need to re-sign an agreement after the implementation of the new policy.

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