CITIC Jiantou Securities Taiyuan Road Sales Department is not good. According to relevant information, the website of China Securities Regulatory Commission published the supervisory decision of Shanghai Supervision Bureau on the first business department of CITIC Jiantou Securities on 200211. The business department "provided convenience for customers' unfair trading behaviors such as two-way bidding" and was ordered by the Shanghai Supervision Bureau to make corrections. The problems existing in Taiyuan Road Sales Department of CITIC Jiantou Securities are as follows:

1. failed to perform its duties prudently and fully understand the situation of investors.

2. In the process of margin financing and securities lending business, it is convenient for customers to engage in unfair trading activities such as avoiding bidding.

3. There are some problems in the business department, such as the company system is not strictly implemented, the management of brokers is not in place, the employees engaged in futures intermediary business do not have futures business qualifications, and the comprehensive management is insufficient, which reflects the imperfect internal control of the business department.