The asset management department is the functional department responsible for the asset management business of the company's customers. The company manages the entrusted asset management business in a unified way. The asset management business follows the principles of fairness, impartiality, honesty and trustworthiness, diligence and avoidance of conflicts of interest, and provides diversified, professional and personalized asset management services such as directional asset management, collective asset management, market value management, investment consultants, etc., to meet the needs of different customers and achieve the purpose of maintaining and increasing the value of assets. In order to meet the needs of asset management business, the company has established a scientific organizational structure. In order to ensure the scientificity and rationality of investment decision-making in asset management business and ensure the standardization, orderliness and efficiency of investment management, an asset management investment decision-making committee is established. The asset management business implements the investment manager responsibility system under the leadership of the asset management investment decision-making Committee. At the same time, in order to standardize asset management business behavior, prevent asset management business risks, set up a risk control team, establish and improve the asset management investment and risk control information system, and establish real-time risk control of entrusted asset investment operations.

Asset management business has always implemented the principle of all-round risk control, and risk prevention runs through all aspects of asset management business. The asset management business strictly implements the fence management system, so that the asset management business is strictly separated from self-operated, brokerage and investment banking businesses in personnel, information, accounts, investment transactions, funds and accounting. Quantitative risk management indicators, perfect risk monitoring system, effective risk and compliance management control all kinds of risks in asset management business to ensure the safety of customers' assets.

The asset management business of the Asset Management Department mainly includes directional asset management, collective asset management, market value management and investment consulting business.