If you want to engage in the futures industry, you need futures qualification. If you are a futures broker in a securities company, you need both futures qualification and securities qualification.

The Regulations on the Administration of Futures Trading imposes certain restrictions on futures operation.

Article 15 stipulates:

A futures company is a financial institution established to operate futures business in accordance with the Company Law of People's Republic of China (PRC) and these Regulations. The establishment of a futures company shall be approved by the futures regulatory authority of the State Council and registered with the company registration authority. Without the approval of the the State Council futures regulatory authority, no unit or individual may set up a futures company or set up a futures company in disguise to operate futures business.

Article 78 provides that:

Any unit or individual that illegally establishes or sets up futures trading institutions such as futures exchanges and futures companies in disguised form, or engages in futures business without authorization, or organizes futures trading activities in disguised form, shall be banned, the illegal income shall be confiscated, and a fine of more than 5 times the illegal income/kloc-0 shall be imposed; If there is no illegal income or the illegal income is less than 200,000 yuan, a fine ranging from 200,000 yuan to 6,543.8+0,000 yuan will be imposed. Give a warning to the directly responsible person in charge and other directly responsible personnel, and impose a fine ranging from 6,543.8+0,000 yuan to 6,543.8+0,000 yuan.

Anyway, in a word, enterprises engaged in futures business must be approved and registered. Without these steps, they will be banned and held accountable.

Moreover, futures intermediaries have been rectified during this period, and the situation in the future is not clear. Please study by yourself.