Zheng Jin Yao Jian Zi [20 1 1]No. 19
Galaxy futures Limited:
We have received the Application for the Establishment of Taiyuan Sales Department (galaxy futures [2011] No.49) and related documents submitted by your company. According to the Regulations on the Administration of Futures Trading, the Measures for the Administration of Futures Companies (Order No.43 of the CSRC) and the Trial Measures for the Administration of Risk Supervision Indicators of Futures Companies (No.55 [2007] of the CSRC), after examination, we hereby reply as follows:
I. We agree that your company will set up the Taiyuan Sales Department of galaxy futures Co., Ltd. in Taiyuan, Shanxi Province.
2. The preparation period of the business department to be opened is 6 months. If it fails to pass the on-site acceptance of our bureau within the time limit, this reply will automatically become invalid. The futures business department can officially open to the outside world only after it has passed the acceptance of our bureau and obtained the business license and business license.
Three, the business department to be opened in the preparation process, if there are major problems, should be reported to our bureau in a timely manner. If it is necessary to extend the preparatory period for opening due to force majeure such as natural disasters, your company may apply to our bureau for an extension, and the period shall not exceed 3 months.
Four, before obtaining the business license and business license, the proposed business department shall not carry out any business activities.
Shanxi Securities Regulatory Bureau 20 1 1 year1October 8
Address: Shop-1202, Floor 65438, Block B, Sunshine International Business Building, Changzhi Road.
035 1-7882643