(1) Confirmation of the legality of the fund source. According to the national anti-money laundering regulations, any financial institution can only accept the legitimate income of qualified investors as investment capital. Therefore, in the confirmation of the legitimacy of the source of funds, it will be carried out by knowing whether the investor himself, relatives and important stakeholders are key figures (such as government officials, senior officials of state-owned institutions/enterprises or illegal institutions/countries/members, etc.). ).

(2) Confirmation of investors' investment qualifications. According to the regulation of "professional investors" in the Measures for the Administration of the Suitability of Securities and Futures Investors, financial institutions will implement it by understanding the investment experience, assets, professional profitability and risk assessment results of investors.

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The role of due diligence: As a formal financial institution, implementing the principle of due diligence for investors can not only prevent risks such as money laundering, fraud and financial crimes, but also prevent high-risk products from flowing into the hands of low-risk users, causing irreparable consequences.