Name of Futures Company: North Futures Brokerage Co., Ltd. Time Event Short Name Event Content (within 200 words) 1996-03-29 The company was established with the approval of China Securities Regulatory Commission and the approval of the State Administration for Industry and Commerce. Dalian North Futures Brokerage Co., Ltd. was established with a registered capital of1000000 yuan, legal representative Cheng Xijun, and registered address at 56544 Huaxin Building, No.38 Shengli Road, Xigang District, Dalian, Liaoning Province. The promoters of the company are Dalian Yachen Group Company and Dalian Polytechnic High-tech Co., Ltd., with investments of 8.5 million yuan and 6.5438+0.5 million yuan respectively. 1996-12-16 The change of shareholders was approved by the China Securities Regulatory Commission and the State Administration for Industry and Commerce. According to the resolution of the shareholders' meeting and the Equity Transfer Agreement, Dalian Yachen Group Company transferred its 8 million yuan equity to Nantong Donghai Mingzhu Investment Co., Ltd. and its 500,000 yuan equity to Beijing Huashi Industrial Company; Dalian Polytechnic Hi-Tech Co., Ltd. transferred its equity of RMB 6,543,800+0.5 million to Beijing Huashi Industrial Company. The change of legal representative of equity1996-12-16 was approved by the China Securities Regulatory Commission and the State Administration for Industry and Commerce. According to the resolution of the board of directors, the legal representative of the company was changed to Reddy. 1997-07-04 The change of shareholders was approved by the China Securities Regulatory Commission and the State Administration for Industry and Commerce. According to the resolution of the shareholders' meeting and the Equity Transfer Agreement, Nantong Donghai Mingzhu Investment Co., Ltd. transferred its 3 million yuan equity to Beijing Red Land Co., Ltd. and its 2 million yuan equity to Beijing Huashi Industrial Company. After the completion of the equity transfer, Nantong Donghai Mingzhu Investment Co., Ltd. invested 3 million yuan, and the change of shareholders of Beijing Huashixing 2000-0 1-26 was approved by China Securities Regulatory Commission. According to the resolution of the shareholders' meeting and the equity transfer agreement, Beijing Huashi Industrial Company transferred its 3.5 million yuan equity to Shenzhen Huaneng Industrial Co., Ltd. and its 500,000 yuan equity to Nantong Donghai Mingzhu Investment Co., Ltd.; Beijing Red Land Co., Ltd. transferred its equity of RMB 3 million to Nantong Donghai Mingzhu Investment Co., Ltd. After the equity transfer, the shareholder's capital increase of 2000-0 1-26 was approved by China Securities Regulatory Commission. According to the resolution of the shareholders' meeting and the capital increase agreement, the registered capital of the company increased from 654.38+million yuan to 30 million yuan, and the capital increase was completed by Nantong Donghai Mingzhu Investment Co., Ltd. and Shenzhen Huaneng Industrial Co., Ltd. with a capital contribution of 654.38+03 million yuan. After the capital increase, Nantong Donghai Mingzhu Investment Co., Ltd. contributed 654.38+0.95 million yuan, and Shenzhen Huaneng Industrial Co., Ltd. contributed 654.38+0.05 million yuan. 2000-0 1-26 The change of legal representative was approved by China Securities Regulatory Commission. According to the resolution of the board of directors, the legal representative of the company was changed to Chen Dian. The State Administration for Industry and Commerce approved 200 1 1. 2000-0 1-26 The change of residence was approved by China Securities Regulatory Commission. According to the resolution of the shareholders' meeting, the company's domicile is changed to Room 365, East Zone, Exhibition Center,No. Exhibition Road 18, Shahekou District, Dalian, Liaoning Province. The State Administration for Industry and Commerce approved 200 1 1. The change of shareholders in 2004- 12- 13 was approved by the China Securities Regulatory Commission and the State Administration for Industry and Commerce. According to the resolution of the shareholders' meeting and the equity transfer agreement, Shenzhen Huaneng Industrial Co., Ltd. transferred all its shares of 654.38+0.05 million yuan, of which 7.8 million yuan was transferred to Nantong Donghai Mingzhu Investment Co., Ltd. and 2.7 million yuan was transferred to Beijing Hongtu Co., Ltd. After the completion of the equity transfer, Nantong Donghai Mingzhu Investment 2004- 12- 13 was granted the China Certificate. May 2006-19 The name change was approved by the China Securities Regulatory Commission and the State Administration for Industry and Commerce. According to the resolution of the shareholders' meeting, the name of the company was changed from Dalian North Futures Brokerage Co., Ltd. to North Futures Brokerage Co., Ltd. On August 28th, 2008, shareholders changed Nantong Donghai Mingzhu Investment Co., Ltd. and transferred its 9.84 million yuan equity to TF Securities Brokerage Co., Ltd., its 770,000 yuan equity to Sichuan Fuhe Investment Co., Ltd. and its 6,543,809 yuan equity to Wuhan Hai Yin Real Estate Co., Ltd. And its 2.7 million yuan equity transferred to Beijing Red Land Co., Ltd. After the equity transfer, the capital increase and share expansion was approved by China Securities Regulatory Commission and Liaoning Provincial Administration for Industry and Commerce on August 28, 2008. According to the resolution of the shareholders' meeting and the agreement on capital increase and share expansion, the registered capital of the company increased from 30 million yuan to 55 million yuan. This capital increase was completed by TF Securities Brokerage Co., Ltd., Wuhan Hai Yin Real Estate Co., Ltd., Sichuan Fuhe Investment Co., Ltd. and 654.38+0.43 million respectively. After the capital increase, TF Securities Brokerage Co., Ltd. contributed 2,2009-03-10. With the approval of China Securities Regulatory Commission and Liaoning Administration for Industry and Commerce, the company's domicile was changed to No.478-1-3 Zhongshan Road, Shahekou District, Dalian. March 2009-10 The change of legal representative was approved by China Securities Regulatory Commission and Liaoning Administration for Industry and Commerce. According to the resolution of the board of directors, the legal representative of the company was changed to Zhang Qiushi. 20 10-05- 18 The change of legal representative was approved by China Securities Regulatory Commission and Liaoning Administration for Industry and Commerce. According to the resolution of the board of directors, the legal representative of the company was changed to Yi. 20 10, 1 1, China Securities Regulatory Commission issued the revised futures business license. 2010-1-10 shareholder change was approved by the China securities regulatory commission (CSRC approval [2010]177No.), Liaoning Administration for Industry and Commerce 20/. After the equity transfer, TF Securities Co., Ltd. contributed 44.55 million yuan, and Wuhan Hai Yin Real Estate Co., Ltd. contributed 82,065,438+02-07-02. The registered capital of the company increased from 55 million yuan to 654.38+0.3 million yuan, which was increased by TF Securities Co., Ltd. and Wuhan Hai Yin Real Estate Co., Ltd. by 654.38+065.438+. After the capital increase, TF Securities Co., Ltd. contributed 654.38+0.083 million yuan, with the equity ratio of 834.38+0%; Wuhan Hai Yin Real Estate Co., Ltd. contributed 654.38+0.95 million yuan, with the equity ratio of 654.38+05%; Sichuan Fuhe investment co., ltd