A futures company applying for futures investment consulting business shall meet the following conditions:

(a) the registered capital is not less than RMB 654.38+0 billion, and the net capital is not less than RMB 80 million;

(2) The risk supervision indicators for the six months before the application date continuously meet the supervision requirements;

(3) There are not less than 65,438+0 senior managers with more than 3 years of futures experience and futures investment consulting qualifications, and not less than 5 business personnel with more than 2 years of futures experience and futures investment consulting qualifications, and the above-mentioned senior managers and business personnel have no bad credit records in the last 3 years, and have not been subjected to administrative punishment or criminal punishment, and there is no case that they are being investigated by the competent authorities for suspected violations of laws and regulations;

(4) Having a sound management system for futures investment consulting business;

(5) It has not been subjected to administrative punishment or criminal punishment for illegal business operations in the past three years. And there is no situation that is being investigated by the competent authority because of suspected major violations of laws and regulations;

(6) It has not been subject to the regulatory measures stipulated in Paragraph 2 of Article 59 and Article 60 of the Regulations on the Administration of Futures Trading in recent 1 year;

(seven) other conditions stipulated by the China Securities Regulatory Commission in accordance with the principle of prudent supervision.