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What professional ethics should securities practitioners have?
Follow-up vocational training plan for securities practitioners (20 14).

The second compulsory content: code of conduct

First,? Professional ethics requirements

Securities practitioners should consciously abide by the professional ethics standards such as law-abiding, honesty and credit, diligence and fair competition, maintain professional competence in the practice process, abide by confidentiality obligations, and consciously safeguard the legitimate interests of customers.

For example, the qualification examination time for securities practitioners in May 20 18 is May 26 -27, 20 18.