Chapter I Securities Market
Chapter II Stocks and Their Operation
Chapter III Bonds and Their Operation
Chapter IV Securities Investment Funds and Their Operation
Chapter V Financial Derivatives and Their Operation
Chapter VI Standardization of Securities Market
Chapter VII Reform and Stability of the Securities Market
Chapter VIII Internationalization Strategy of China Securities Market
The second chapter analyzes the manifestations of illegal behavior in the securities market.
Chapter I China Securities Illegal Acts
The manifestations, legal basis, punishment standards and typical cases of securities crimes and securities violations.
Chapter II Analysis of Securities Violations in the Primary Securities Market
Chapter III Analysis of Securities Violations in the Secondary Stock Market
Chapter IV Analysis of False Statements in Securities Issuance
Chapter V Analysis of Illegal Credit Transactions
Chapter VI Analysis of Civil Liability for Securities Fraud
Chapter VII Analysis of Criminal Responsibility for Securities Fraud
Chapter VIII Analysis of Illegal Acts in internet securities
Chapter III Securities Legal System and Operation Standard System
Chapter 1: Securities and securities legal system.
Chapter II Legal System of Securities Issuance
Chapter III Legal System of Securities Listing and Trading
Chapter IV Legal System of Acquisition of Listed Companies
The manifestations, legal basis, punishment standards and typical cases of securities crimes and securities violations.
Chapter V Legal System of Stock Exchanges
Chapter VI Legal Systems of Securities Companies, Securities Trading Services and Securities Industry Associations
Chapter VII Legal System of Securities Investment Funds
Chapter VIII WTO and China's securities legal system
Chapter IV Supervision Mode and Work Flow of Securities Market
Chapter I Overview of Securities Market Supervision
Chapter II Analysis of the Reasons for Securities Market Supervision
Chapter III Objectives and Principles of Securities Market Supervision
Chapter IV Analysis of Securities Market Supervision Structure
The fifth chapter is the multi-interest-oriented supervision system and investor protection in the securities market.
The manifestations, legal basis, punishment standards and typical cases of securities crimes and securities violations.
Chapter VI Supervision of Securities Information
Chapter VII Securities Issuance, Trading Mechanism and Supervision
Chapter VIII Audit Procedures and Methods
Chapter IX Internal Control Inspection of Securities Companies
The fifth chapter is the manifestations, punishment standards and typical case analysis of securities violations.
1.Xi A false statement of a technology company.
2. An investment consulting company in Guangdong manipulated the price of technology stocks.
Third, the case of manipulating stock prices.
Four, an industrial co., Ltd. fraudulent listing case
Five, a boiler (Group) Limited by Share Ltd fraud listing case.
The manifestations, legal basis, punishment standards and typical cases of securities crimes and securities violations.
Six, Qinghai Securities Co., Ltd., a business department for customer financing case.
Seven, a securities company to manipulate the stock price of a property case.
Eight, a provincial construction group company to manipulate the price of a building shares.
……
Thirty-seven, Jiangsu Securities Co., Ltd. holds a certain proportion of shares in excess of the announcement.
Article 6 The legal basis and policy norms for investigating and handling securities violations
First, the legal basis of comprehensive securities management
Two. Fundamentals of securities issuance management
Third, the legal basis of securities market transactions.
The manifestations, legal basis, punishment standards and typical cases of securities crimes and securities violations.
Four, the legal basis for the standardized management of securities institutions
Verb (abbreviation of verb) The legal basis of listed company management.
Legal basis of fund management of intransitive verbs
Seven. Legal basis of futures management