If a futures company changes its equity under the circumstances listed in Article 14 of these Measures, it shall submit the following application materials to the China Securities Regulatory Commission:

(1) Application for changing equity;

(2) The resolution document of the shareholders’ meeting on the change of equity;

(3) Equity transfer contract, and the letter of commitment from other shareholders to waive their preemptive rights;

( 4) Diagram of the background of shareholders’ equity of the futures company after the change;

(5) Declaration form for natural persons who indirectly hold 5% or more of the equity of the futures company;

(6) Futures company An explanation of whether there is a related relationship between shareholders after the change, and whether the futures company provides any form of financial support to the equity transferee;

(7) The shareholders’ meeting or the board of directors of the shareholder who intends to increase the amount of capital contribution shall make a statement Relevant resolutions issued;

(8) Basic situation reports of shareholders who plan to increase their capital contribution and shareholders who comply with the provisions of Article 9 of these Measures;

(9) Plans to increase their capital contribution Audit reports of shareholders and shareholders who comply with the provisions of Article 9 of these Measures;

(10) Feasibility reports on investment in futures companies by shareholders who intend to increase their capital contribution and shareholders who comply with the provisions of Article 9 of these Measures and plan;

(11) Legal opinion issued by a law firm;

(12) Other materials specified by the China Securities Regulatory Commission.