Those who have passed the qualification examinations of basic subjects and professional subjects organized by the association are qualified. Pass the basic subjects and more than two (including two) professional subject examinations, and obtain the first-class professional level certification certificate; Pass the examination of basic subjects and more than four (including four) professional subjects, and obtain the second-level professional level certification certificate.

The five subjects of the securities qualification examination are basic knowledge of securities, and the four elective subjects are securities trading, securities investment funds, securities investment analysis and securities issuance and underwriting. You can apply for a practice license through compulsory subjects and any elective subjects.

There are five subjects in the securities exam.

They are: basic knowledge of securities-compulsory subjects, securities trading, securities issuance and underwriting, securities investment analysis and securities investment funds. You can choose 1-4 for the other four professional courses. Investment analysis is more difficult, others are simpler.

Securities qualification certificate is divided into three grades:

Obtain a professional license through basic courses+any professional courses.

Obtain a first-class employment certificate through basic courses and two professional courses.

Obtained a second-level employment certificate through basic courses and four professional courses.