Haitong Securities Co., Ltd. (hereinafter referred to as Haitong Securities) is one of the earliest securities companies with strong comprehensive strength in China. It has a comprehensive business platform, a huge marketing network and a strong customer base. Traditional businesses such as brokerage, investment banking and asset management are among the best in the industry, while innovative businesses such as margin financing and securities lending, stock index futures and PE investment lead the industry. Haitong Securities, founded in 1988, is the only large securities company in China that is still operating since the 1980s, has not changed its name and has not received capital injection from the government. The company was formerly known as Shanghai Haitong Securities Company, and 1994 was transformed into a limited liability company and developed into a national securities company. At the end of 200 1, the whole company was restructured into a company limited by shares. In 2002, the company completed the capital increase and share expansion, and the registered capital increased to 8.734 billion yuan, making it a comprehensive securities company with a large capital scale in the domestic securities industry at that time. In 2005, the company successfully managed Gansu Securities and Xing 'an Securities, achieving rapid expansion at low cost. In the same year, the company became an innovative pilot broker. Haitong Securities A shares were listed on the Shanghai Stock Exchange in 2007, and private placement was completed. H shares were listed on the Hong Kong Stock Exchange in April 20 12, and the company's total assets and net assets ranked second in the domestic securities industry. The company has nearly 220 sales offices at home and abroad, with 4 million retail customers, more than 1 000 institutional customers and high-end customers, and the scale of customer assets is nearly one trillion yuan. The company's innovative business ranks *. As a pilot broker of margin financing and securities lending, the market ranking has been maintained *; The company's stock index futures business has developed rapidly, ranking * in the industry; The company was the first to obtain the business qualifications of agreement repurchase securities trading, bond pledged quotation repurchase and refinancing. In the years of development, Haitong Securities has always followed the business philosophy of "being pragmatic, pioneering, steady and excellent" and the business policy of "standardizing management, actively pioneering, steady operation and improving efficiency", adhered to the "steady and even conservative" risk control brand, and pursued the business objectives of "first-class management, first-class talents, first-class service and first-class benefits", and achieved remarkable economic and social benefits.

Haitong Securities' investment banking business has built an industry brand with company characteristics in its development, especially enjoying a high reputation in the aspects of issuing and underwriting of financial and high-tech enterprises and mergers and acquisitions of cultural media enterprises. The company has rich experience in serving small and medium-sized enterprises and private enterprises, and has accumulated a solid customer base. Haitong Securities' PE investment business started early, developed rapidly and had rich project experience, which created rich returns for investors. At present, it holds five PE investment subsidiaries, including Haifu Industry, Haitong Open Source, Haitong Collection, Haitong Innovation Capital and Haitong Creative Capital, occupying a leading position in the PE investment field of the domestic securities industry and building a well-known brand in the PE investment field. Haitong Creative Capital Management Co., Ltd. (hereinafter referred to as "Haitong Creative Capital"), which was opened on October 2012 10, was entrusted to manage the Shanghai Cultural Industry Equity Investment Fund, which was jointly established by Haitong Securities, Shanghai Oriental Media Group and Shanghai Xinhua Media Co., Ltd., with a total fund size of10 billion yuan and an initial fund size of 300 million yuan.

Under the guidance of internationalization strategy, Haitong Securities' international business has developed steadily, focusing on QFII, cross-border mergers and acquisitions, RMB funds and cross-border ETFs. The number of QFII customers and asset size of the company rank among the top in the market, and the QFII transaction amount ranks among the top three in the industry; The company successfully acquired Dafu Securities, an old local brokerage firm, and changed its name to haitong international Securities, actively promoted the linkage between domestic and overseas businesses, and strived to build a business platform for overseas development. Haitong international has always maintained a leading position in the field of RMB products in Hongkong. On August 20 10, the first public offering of fund products denominated in RMB outside Chinese mainland was successfully launched. 20 12, 1 became the first institution to obtain RQFII qualification for offshore RMB, and took the lead in providing domestic investment channels for offshore RMB. On September 20 12, it became the first Chinese securities firm in Hong Kong to obtain QFII qualification. 20 12 On April 27th, Haitong Securities successfully listed on the Hong Kong Stock Exchange, raising143.8 billion Hong Kong dollars, becoming the largest listing case of securities companies in Hong Kong history, successfully introducing international heavyweight long-term investment institutions such as PAG, Oman Sovereign Fund, Capital World and Fidelity Fund, further improving the corporate governance structure and enhancing the company's international reputation and brand influence.

Haitong Securities has been committed to developing an international financial holding group for a long time, and has successively initiated the establishment of subsidiaries such as Haifutong Fund Company, Haifu Industrial Fund Company, Haitong Kaiyuan Investment Co., Ltd. and haitong international Holding Co., Ltd. to hold haitong futures Co., Ltd.

Looking forward to the future, Haitong Securities will further accelerate the innovation transformation, integrate resources, improve the strategic layout, build a unified and efficient back-office support system, build a rich product service system, establish a customer-oriented business model, maintain the competitive advantage of traditional business, consolidate the leading position of innovative business, continuously optimize the income structure, gather high-end talents in the industry, and enhance its ability to resist market fluctuation risks.