1, to study and formulate guidelines, policies and development plans for the securities and futures market; Drafting laws and regulations on the securities and futures market; Formulate relevant rules and regulations of the securities and futures market.

2, unified management of the securities and futures market, according to the provisions of the securities and futures regulatory agencies to implement vertical leadership.

3. Supervise the issuance, trading, custody and liquidation of stocks, convertible bonds and securities investment funds; Approve the listing of corporate bonds; Supervise the trading activities of listed government bonds and corporate bonds.

4. Supervise the listing, trading and liquidation of domestic futures contracts; Supervise domestic institutions to engage in overseas futures business according to regulations.

5. Supervise the securities market behavior of listed companies and their shareholders who have the obligation of information disclosure.

6. Managing securities and futures exchanges; Senior managers in charge of securities and futures exchanges according to regulations; Centralized management of securities association.

7. Supervise securities and futures operating institutions, securities investment fund management companies, securities registration and settlement companies, futures settlement institutions and securities and futures investment consulting institutions; Examining and approving the qualifications of fund custody institutions from the People's Bank of China, and supervising its fund custody business; To formulate measures for the administration of the qualifications of senior managers of the above-mentioned institutions and organize their implementation; Responsible for the qualification management of securities and futures practitioners.

8. Supervise domestic enterprises to directly or indirectly issue shares and go overseas for listing; Supervise domestic institutions to set up securities business institutions abroad; Supervise overseas institutions to set up securities business institutions and engage in securities business in China.

9, supervision of securities and futures information dissemination activities, responsible for securities and futures market statistics and information resources management.

10. Examine and approve the qualifications of law firms, accounting firms, asset appraisal institutions and their members to engage in securities and futures intermediary business together with relevant departments, and supervise their related business activities.

1 1. Investigate and deal with securities and futures violations according to law.

12, foreign exchange centralized management and international cooperation in securities and futures industry.

13. Other matters assigned by the State Council.

China Securities Regulatory Commission (hereinafter referred to as China Securities Regulatory Commission) is a ministerial-level institution directly under the State Council. According to laws and regulations and the authorization of the State Council, it uniformly supervises and manages the national securities and futures market, maintains the order of the securities and futures market, and ensures its legal operation.