Types of professional qualifications in the financial industry 1. Securities qualification certificate. This is an entry-level certificate and is a necessary certificate to enter the securities industry. ***Take five subjects: Fundamentals, Trading, Issuance and Underwriting, Technical Analysis and Funds. 2. Certified International Investment Analyst (CIIA) The Certified International Investment Analyst (CIIA) exam is customized by the Association of Certified International Investment Analysts (ACIIA) for practitioners in the financial and investment fields. Advanced International Certification Qualifying Examination. Those who pass the CIIA exam and have more than three years of relevant work experience in the fields of financial analysis, asset management and/or investment can obtain the CIIA title awarded by the International Association of Certified Investment Analysts. Since the CIIA exam was officially launched in 2001, more than 5,000 people around the world have taken the final exam, and to date, more than 2,800 professionals have earned the CIIA designation. With the promotion of various regional and national/regional associations, CIIA will attract more professional references and expand its influence on an international scale; a broader global CIIA alliance will also gradually form. 3. "Certified Financial Analyst" CFA "Chartered Financial Analyst" (CFA for short), also known as "Chartered Financial Analyst", is a professional qualification title in the securities investment and management industry, issued by the United States "Chartered Financial Analyst" Institute of Certified Financial Analysts (ICFA) was established. 4. Application conditions for the Sponsor Competency Examination: Employees from all securities companies and investment banks can participate. Examination subjects and content: After 2005, the examination will be held once a year. The examination subjects are the Comprehensive Securities Knowledge Examination and the Investment Banking Professional Examination. The examination time for each subject is 3 hours, the total score of each subject is 100 points, and the passing mark is 60 points. Those who pass both subjects are deemed to have passed the examination. Scores are valid for one year. There are three examination centers in Beijing, Shanghai and Shenzhen. The exam takes the form of a closed-book computer-based exam, and the questions are all objective questions. 5. The Futures Practitioner Qualification Certificate is the same as the Securities Practitioner Qualification Certificate, and it is also a required certificate for entry. You can apply with a high school degree or above. You will need to take two subjects, basics and regulations. Financial futures are about to be launched, and futures talents should become in demand. 6. The Qualification Examination for Insurance Intermediary Practitioners can be divided into: (1) The number of questions in the Qualification Examination for Insurance Intermediary Practitioners is: 80 multiple-choice questions, 1 point each; 20 judgment questions, 1 point each; the full score of the test paper is 100 The passing score is 60 points. Starting from July 30, 2006, the scope of the questions for the electronic examination and the written test will be adjusted as follows: knowledge of insurance principles accounts for 25 points, and the scope of the questions is Chapter 1 to Chapter 5 of the book "Basic Knowledge of Insurance". Property insurance knowledge accounts for 10 points, and the scope of the topic is Chapter 6 of the book "Basic Knowledge of Insurance". Personal insurance knowledge accounts for 20 points, and the scope of the topic is Chapter 7 of the book "Basic Knowledge of Insurance". "Management Regulations for Insurance Salespersons", professional ethics and professional code of conduct account for 15 points, and the scope of the topic is "Compilation of Related Laws and Regulations on Insurance Intermediaries" and Chapters 8 and 9 of "Basic Knowledge of Insurance". Other relevant laws and regulations account for 30 points, and the topic scope is "Compilation of laws and regulations related to insurance intermediaries", of which: "Insurance Law of the People's Republic of China and the People's Republic of China" accounts for 20 points (all are true or false questions). "Insurance Agency Management Regulations", "General Principles of the People's Republic of China and Civil Law", "Consumer Rights and Interests Protection Law of the People's Republic of China" and "Anti-Unfair Competition Law of the People's Republic of China"* **Accounts for 10 points. (2) The number of questions in the "Insurance Principles and Practices" Qualification Examination for Insurance Brokers and Insurance Adjusters: 100 single-choice questions, each worth 0.5 points, totaling 50 points; 50 multiple-choice questions, each question 1 point, totaling 50 points; the full score is 100 points, and the passing score is 60 points. Scope of proposition: Chapters 1 to 7 of the reference book "Insurance Principles and Practice" account for 40 points; Chapters 8 to 18 account for 60 points. "Insurance Brokerage Practice" question type: 100 multiple-choice questions, each worth 0.5 points, totaling 50 points; 30 multiple-choice questions, each question worth 1 point, totaling 30 points; 2 case questions , each question is worth 10 points, and the total score is 20 points; the full score of the test paper is 100 points, and the passing score is 60 points. Scope of proposition: The reference books for single-choice questions and multiple-choice questions are "Insurance Brokerage Related Knowledge" and "Insurance Intermediary Relevant Laws and Regulations Compilation". For case questions, refer to Chapters 8 to 18 of "Insurance Principles and Practice" and Chapter 2, Chapter 5 to Chapter 8 and Chapter 13 of "Insurance Brokerage Related Knowledge". "Insurance Adjustment Practice" question type: 100 multiple-choice questions, each question is worth 0.5 points, and the total is 50 points; 30 multiple-choice questions, each question is 1 point, and the total is 30 points; 2 case questions Each question is worth 10 points, and the total score is 20 points; the full score of the test paper is 100 points, and the passing score is 60 points.

Scope of propositions: In the single-choice and multiple-choice questions, Chapters 1 to 4 of "Insurance Assessment Related Knowledge and Regulations" account for 30 points, and Chapters 5 to 9 account for 50 points; for case questions, refer to "Insurance Principles and Regulations" Chapters 8 to 18 of "Practice" and the propositions of Chapter 2 of "Related Knowledge and Regulations on Insurance Assessment".

7. Financial planner