The risk control personnel of futures companies need to do the following.

First, reasonably grasp the direct relationship between the company's margin ratio and the exchange's margin ratio. Inform the relevant departments in time when the risk reaches the first time, issue an early warning notice, pursue gold in time, or control the time for customers to pursue gold.

The second requirement is to have a more objective judgment on the market trend, especially when extreme market appears, how to control risks and how much time to give customers, which requires our own judgment.

The third is to communicate with business departments in time, especially in dealing with the risks of key customers. The first is prudence, and the second is a reasonable assessment of the situation, knowing when not to accommodate, and having a bottom line to control risks.

The risk control of the sales department is relatively simple, in fact, it is to implement the risk control instructions of the headquarters and chase customers. However, it is also very important to do a good job of appeasing customers, especially after strong measures appear. Do a good job of risk control in the early stage of risk, even if the customer has not pursued gold, it is best to remind the customer.

1. Risk control is "risk control". The head office has a risk control director, who belongs to the senior management position of the company, and his post must be reported to the China Securities Regulatory Commission for approval.

There are specific risk control personnel under the director of risk control, and you can also call the Commissioner. They all mean the same thing, but there are few commissioners, because it is only a basic post. The job of risk control is to monitor the trading risk of customers and prevent customers from appearing problems such as warehouse penetration or even warehouse explosion. Risk control positions generally need to have more than a few years of trading settlement experience, otherwise they will not be done well.

2. The settlement clerk is a person sent by the futures company to deal with the settlement department of the exchange, who is responsible for the transfer of funds, daily settlement, delivery and settlement between the company and the exchange, and is generally a member of the financial department. In the past, the management of exchanges was not very strict. Anyone who holds a form stamped by a futures company can transfer funds to the settlement department. Not now. You must be a special cashier to handle this kind of business (you need a cashier's card).

3. The nature of the work of the shipper is similar to that of the cashier. The departments to run are mainly the delivery department and trading warehouse of the exchange, and they also need the "delivery certificate" issued by the exchange, and they must be trained by the exchange before they can take up their posts.

None of the above positions can be taken by novices, and there will be no novices in futures companies to take up such jobs. Generally, people are selected from the trading department, settlement department, finance department and other departments of futures companies. Of course, it does not rule out that some futures companies are brand-new people, and they should pull the generals in. ......

If it is a position in the sales department, then risk control is to monitor the risk of customers. Always keep an eye on the customer's position, and if there is any unfavorable situation, we must strengthen it. If the business department is no longer the location of the exchange, there is no need for the clearing clerk and the delivery clerk, because these two positions are dealing with the exchange.