1. The head of the settlement and risk management department has more than 2 years of working experience. Senior management personnel have not received criminal punishment within 2 years. He has not been subjected to criminal punishment for illegal business operations in the past three years. The change ratio of management personnel shall not exceed 50%. Continuous operation for 2 years. Shareholders have not received criminal punishment within 2 years.

2. At least two directors and managers have been engaged in futures securities for more than 5 years. Of which 1 person has been engaged in futures work for more than 5 years. Served as chairman or senior manager for more than 3 years.

The registered capital is not less than 50 million yuan, and the risk supervision indicators are qualified within 2 months from the date of application. There shall be at least 1 year profit in the three fiscal years before the application date. The rights and interests are not less than 80 million. The net capital of the controlled company at the end of the eastern period is not less than 200 million yuan. Or the net capital of the controlling shareholder is not less than 500 million yuan. The unsuitable net assets shall not be less than 800 million yuan.

3. At least 3 directors and managers have worked in futures securities for more than 5 years, and at least 2 have worked in futures for more than 5 years. Served as a senior manager of a futures company for more than 3 years.

4. The registered capital is not less than 654.38+0 billion. The risk index of 2 months is qualified. It has been profitable continuously for three fiscal years before the date of application, and at the end of each quarter, it shall not be less than 300 million. The net assets of the controlling shareholder shall not be less than 654.38+0 billion. Or at least two of the three fiscal years are profitable, and the total customer equity in each quarter is not less than 654.38 billion yuan on average. The futures net assets of the controlling shareholder shall not be less than 654.38 billion yuan. The net capital or similar indicators are not applicable to the controlling shareholder, and the net assets shall not be less than 654.38+0.5 billion yuan.

5 conditions for applying for the qualification of financial futures settlement business:

Application form, plan, resolution document, employee list, 2-month risk supervision report and 2-year financial report. And the total customer assets in each quarter of three fiscal years.