(1) All investors who intend to set up a futures brokerage company * * * serve as the designated person in charge of the preparation, other futures practitioners to be employed by the futures brokerage company applying for opening, other futures business assistants to be employed, the person in charge of the preparation of the sales department of the futures brokerage company applying for opening, and the person in charge of the preparation of a foreign-funded insurance company as the chairman, general manager, deputy general manager, executive director, head of the financial department and head of the compliance review department of the futures brokerage company.
(2) The pilot independent college of ordinary colleges and universities in this Municipality is a member of the college-level leadership team (the college that implements the board system, a member of the board of directors);
(3) Being the legal representative and responsible person of special industries and public places other than entertainment places, the legal representative of pawn shops, individual shareholders and other senior managers, the legal representative of second-hand goods enterprises, the legal representative and responsible person of entertainment places, participating in the management activities of entertainment places, and being the legal representative or responsible person of business units engaged in seal engraving or applying for personal seal engraving business;
(four) the person in charge of the foreign-invested venture capital management institution;
(five) as the legal representative and person in charge of the Internet service business places such as "Internet cafes";
(six) the legal representative and main staff of the intermediary agency for private entry and exit;
(seven) as a director, executive director, manager (director) and supervisor of a joint-stock cooperative enterprise, as a director, supervisor and manager of the company, as a person in charge of state-owned and state-controlled enterprises, and as the legal representative of the enterprise;
(8) Serving as directors and senior managers of commercial banks, independent directors and external supervisors of joint-stock commercial banks;
(9) Being a director, supervisor, manager or other senior management personnel of an overseas listed company;
(ten) the proposed legal representative of the trade association;
(eleven) other laws, regulations and rules.
Second, engage in occupation.
(1) Personnel engaged in information technology in futures exchanges and futures operating institutions;
(2) Senior managers of financial institutions, senior managers of insurance brokerage institutions and their branches, insurance fund utilization professionals of insurance companies and insurance asset management companies, senior managers and main business personnel of insurance companies' investment fund business, and senior managers and main business personnel of insurance institutional investors in charge of stock investment business;
(3) Security personnel inside railways, security personnel of state-owned enterprises, security personnel employed by special industries and public places;
(four) personnel in important departments or positions of state-owned enterprises;
(five) to apply for becoming an individual real estate agent;
(6) lawyers;
(7) An auctioneer;
(8) Judges, prosecutors and clerks of the people's courts;
(9) Railway special transport rotation personnel (train conductor, dining car attendant, crew chef, car inspector, car electrician, generator car attendant);
(10) China People's Bank;
(eleven) civil aviation security personnel;
(12) Fund practitioners of securities investment fund managers;
(thirteen) coal mine safety inspectors;
(fourteen) the main person in charge of the investment holding enterprise project of enterprises and institutions directly under the Ministry of Foreign Trade and Economic Cooperation;
(fifteen) full-time guards and escorts equipped with official guns;
(sixteen) other laws, regulations and rules.
Third, engage in activities.
(1) Individuals apply for non-operating general aviation registration;
(2) Foster family members;
(three) economic compensation for retired athletes who choose their own jobs, and subsidies for athletes who have made outstanding contributions;
(4) Sports personnel who go abroad on business, and personnel of the State Bureau of Surveying and Mapping who go abroad on business;
(five) grain and oil road transport safety driving incentives;
(six) the sponsor representative of the securities issuance and listing;
(seven) China Construction Bank personal consumption loan borrowers;
(8) Applicants who hold mass cultural and sports activities;
(9) People's jurors;
(10) People's supervisors of people's procuratorates;
(eleven) for the "Taiwan Province labor service personnel boarding permit";
(twelve) for the "border management zone pass";
(13) Expatriate laborers;
(14) Other laws, regulations and rules.
Four, apply for occupation, qualification, qualification examination, assessment, registration and approval.
(1) Persons who have signed up for the qualification examination for inspection and appraisal personnel of import and export commodities;
(2) applying for publishing the professional qualification examination;
(three) to participate in the travel agency manager qualification examination;
(4) Qualification approval of insurance practitioners, senior managers of insurance companies, insurance asset management companies, insurance group companies and insurance holding companies, senior managers of foreign-funded financial institutions such as foreign-funded insurance institutions, actuaries of property insurance companies and life insurance companies, legal person-in-charge of insurance companies, principal person-in-charge of fund utilization departments of insurance companies, and issuance and renewal of insurance broker qualification certificates;
(5) Teachers' qualifications;
(six) to apply for a "press card";
(seven) the qualification registration of cost engineers;
(eight) to participate in the patent agent qualification examination;
(nine) to sign up for the qualification examination of radio and television reporters and broadcasters, and to apply for the relevant professional qualification registration of radio and television reporters and broadcasters;
(ten) to apply for registration as a safety engineer;
(eleven) A, B, C foreign aid projects to implement enterprise qualification identification and verification, A, B foreign aid projects to implement enterprise qualification identification and verification;
(twelve) apply for registration to engage in judicial expertise;
(thirteen) personnel who apply for registration of computer technology and software professional technical qualifications (grades);
(fourteen) environmental impact assessment engineer to apply for registration;
(fifteen) personnel who apply for the qualification of registered construction engineer;
(sixteen) personnel who apply for the registration of professional qualifications of real estate agents;
(seventeen) to apply for the practicing certificate of securities practitioners, to apply for the qualification of securities and futures investment consulting, and to be a trader of Shanghai Stock Exchange;
(eighteen) to sign up for the national judicial examination;
(nineteen) to sign up for the national unified examination for certified public accountants;
(twenty) sign up for the examination of grassroots legal service workers or apply for the examination of grassroots legal service workers;
(twenty-one) to apply for the qualification of trademark agent;
(twenty-two) to apply for the "guide card" and "scenic spot (spot) guide card";
(twenty-three) quality professional and technical personnel occupation qualification registration;
(twenty-four) information system engineering supervision engineer;
(25) GSP inspectors;
(twenty-six) cotton quality inspector qualification;
(twenty-seven) to apply for the "notary practice certificate";
(twenty-eight) construction project supervision engineer;
(29) Other laws, regulations and rules.
legal ground
Provisions on the work of public security organs to prove whether there is a criminal record.
Article 5 The matters mentioned in these Provisions as proof of illegal criminal records do not include the following circumstances:
(1) management
1. Public security mediation agreement, no penalty decision;
2. Warnings, confiscation of illegal income, confiscation of illegal property, temporary suspension or revocation of licenses, and fines for traffic violations (those who apply for school bus driving qualifications shall be handled in accordance with the provisions of the Regulations on School Bus Safety Management);
3. Administrative measures such as summoning (compulsory summoning), continuing questioning and detention review;
4 administrative punishment decisions made by other administrative organs.
(2) criminal.
1. Criminal reconciliation agreement and decision to dismiss criminal cases;
2. Because there are no criminal facts (including insufficient evidence) or one of the circumstances stipulated in Article 15 of the Criminal Procedure Law, the decision of non-prosecution made by the procuratorial organ and the acquittal made by the court;
3. Information on criminal compulsory measures such as summons, bail pending trial, residential surveillance, criminal detention and arrest.
(3) Procedural information formed in the course of handling administrative cases or criminal proceedings to record the acceptance, filing, investigation and evidence collection, prosecution and trial of cases;
(four) the records of the citizens who have been sealed up or should be sealed up according to law because of illegal crimes during their minors, except those inquired by the relevant units in accordance with the provisions of the state.
How long will it take to issue a certificate of innocence?
It can be completed in one day, and the procedure is as follows:
(1) The neighborhood committee where the household registration is located issues a certificate, and the relevant person in charge of the neighborhood committee knows the specific contents to be filled in, and then seals and signs it;
(2) Signature and seal of the police who reported the case (the staff of the police station where the household registration is located will help you find the name and contact information of the police who reported the case);
(3) Finally, sign and seal at the police station;
(4) Or directly bring your personal ID card and household registration book to the local police station.
What if the unit needs to issue a certificate of no crime?
The answer to the question that the unit does not need a certificate of innocence is 1. Special industries, occupations, professional title evaluation or going abroad all need this certificate of no criminal record, and the police station will generally cooperate.
2. You can ask the new unit to issue a certificate or explanation with relevant seals to confirm that the post needs a certificate of no criminal record;
3. If the certificate issued by the police station is not recognized, it is recommended to negotiate with the new employer, such as a written promise of no criminal record;
4. Generally, employers who have no criminal record certificate are relatively formal enterprises, which can be worth a try.
Opinions on improving and standardizing the work of issuing certificates by police stations II. Matters that citizens cannot prove with legal identity documents when handling relevant social affairs need to be certified by the police station, which shall handle them according to the specific circumstances. Mainly includes the following nine situations: 8. No evidence of criminal record. Criminal record is an objective record of criminals by special state organs. According to the relevant regulations, the state has established and gradually improved the criminal record system. The people's court is responsible for informing criminals of the effective criminal judgment documents and other relevant information, and the public security organs, state security organs, people's procuratorates and judicial administrative organs are responsible for accepting, examining and handling applications for criminal records. When providing criminal information inquiry service to the society, the police station should strictly follow the provisions of laws and regulations on the qualifications and conditions for further study, active service and employment. Citizens can apply to check whether they have a criminal record because they need to go abroad. Units and their staff who use criminal information shall use relevant information according to the purpose of inquiry, and keep criminal information strictly confidential.