After passing the examination of subject 1 and subject 2, you can apply to the fund industry association for the qualification of registered fund within four years through your institution. Those who have not applied for the qualification of registered funds through institutions for more than four years need to re-take the qualification examination or make up the follow-up training hours specified in the last two years before registration. Personnel who have obtained the qualification for fund practice shall complete the follow-up training of 15 class hours every year in accordance with relevant regulations, and participate in the annual qualification inspection organized by the association through their institutions as required. Institutions that can apply for fund qualification include fund managers, commercial banks (including foreign-funded corporate banks in China), securities companies, futures companies, insurance institutions, securities investment consulting institutions, independent fund sales institutions and other institutions recognized by China Securities Regulatory Commission.

1, "Securities Investment Fund" examination results recognition: those who have passed the "Securities Investment Fund" examination organized by the Securities Industry Association and passed the first subject of the Fund Industry Association within four years can apply to the Fund Industry Association for the qualification of registered funds through their institutions. Those who have not passed Subject 1 of the Fund Industry Association for more than four years need to re-participate in Subject 1 and Subject 2 of the Fund Industry Association. After passing the examination, you can apply to the fund industry association for the qualification of registered fund through your institution.

2. Identification of the results of the basic examination of securities investment funds and securities markets: Those who have passed the basic examination of securities investment funds and securities markets of the Securities Industry Association shall apply to the fund industry association for the qualification of registered funds within four years through their institutions. Those who have not applied for the qualification of registered fund to the fund industry association through their institutions for more than four years need to pass the qualification examination of the fund industry association, or apply for the qualification of registered fund to the fund industry association through their institutions after completing the required follow-up training hours in the last two years.

3. Identification of the examination results of "Basic Knowledge of Fund Sales": Those who have passed the examination subjects of "Basic Knowledge of Fund Sales" and have worked in relevant institutions shall have their fund sales qualifications recognized.

Those who have passed the "Basic Knowledge of Fund Sales" examination and have not worked in relevant institutions for more than four years need to pass the qualification examination of the fund industry association, or apply to the fund industry association for registered fund sales qualification through their institutions after completing the required follow-up training hours in the last two years.

Tips: The above contents are for reference only.

Response time: 2021-11-12. Please refer to the latest business changes announced by Ping An Bank in official website.