When performing their duties according to law, the securities supervision and administration institution finds that securities violations are suspected of committing crimes, and shall transfer the case to judicial organs for handling.

Securities regulatory agencies have the right to take the following measures when performing their duties according to law:

On-site inspection of securities issuers, listed companies, securities companies, securities investment fund management companies, securities service institutions, stock exchanges and securities registration and settlement institutions.

Enter the place where the suspected illegal act occurred to investigate and collect evidence.

Inquire about the parties concerned and the units and individuals related to the investigated events, and ask them to explain the matters related to the investigated events.

Consult and copy information such as property rights registration and communication records related to the investigated events.

Perform the following duties in the supervision and management of the securities market:

Formulate rules and regulations for the supervision and management of the securities market according to law, and exercise the power of examination and approval according to law.

Supervise and manage the issuance, listing, trading, registration, depository and settlement of securities according to law.

Supervise and manage the securities business activities of securities issuers, listed companies, stock exchanges, securities companies, securities registration and settlement institutions, securities investment fund management companies and securities service institutions according to law.